[32786] September 28, 2020 TO: Small Funds Committee RE: ICI Small Funds Regulatory Update, Tuesday, October 27, 2020 1:00 -2:30 p.m. ET The Investment Company Institute’s Small Funds Committee will have a regulatory update call on Tuesday, October 27, 2020 1:00 -2:30 p.m. ET via Zoom...
[32784] September 25, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia ICI Global...
[32783] September 25, 2020 TO: Derivatives Markets Advisory Committee RE: CFTC Issues Supplemental Proposal on Part 190 Bankruptcy Regulations - ICI Member Call October 9 On September 17th, the Commodity Futures Trading Commission (CFTC or “Commission”) unanimously approved a...
[32779] September 25, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Disclosure Fund Governance Investment Advisers Operations Portfolio Oversight Transfer Agency RE: SEC Adopts Amendments to Shareholder Proposal Rule (Rule 14a-8) This week...
[32780] September 25, 2020 TO: ICI Global MembersGlobal Advocacy Coordination Advisory Committee Global Operations Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Compliance Advisory Committee International Internal...
[32781] September 25, 2020 TO: ICI Global MembersDerivatives Markets Advisory Committee Global Advocacy Coordination Advisory Committee ICI Global Brexit Task Force ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: International/Global RE: EU...
[32776] September 24, 2020 TO: ESG Task Force (Global) EU ESG Disclosure Regulation Working Group RE: EU ESG: ICI Global Workshop on 8 October for Members to Discuss EU SFDR Implementation In response to many of your requests, we are going to hold a member-driven workshop to discuss...
[32778] September 24, 2020 TO: ICI Global Regulated Funds Committee SEC Rules Committee RE: FTC Proposes Aggregation and De Minimis Rules for HSR Filings On September 21, the Federal Trade Commission (FTC) issued a proposed rule that would amend the premerger notification rules to (i)...
[32777] September 24, 2020 TO: ICI Global Regulated Funds Committee LIBOR Transition Working Group SEC Rules Committee RE: LIBOR Update: ICI Global Submits Position Paper on the European Union Benchmark Regulation ICI Global submitted feedback on the European Commission’s proposal to...
[32773] September 24, 2020 TO: Broker/Dealer Advisory Committee RE: BDAC Meeting Notice - October 14-16, 2020 The Investment Company Institute’s Broker/Dealer Advisory Committee will meet virtually October 14-16, 2020 in four 90-minute online sessions. The dates and times are listed...
[32772] September 23, 2020 TO: EU ESG Disclosure Regulation Working Group RE: Summary of the call with BaFin on the Sustainable Finance Disclosure Regulation We spoke with a team at BaFin on 16 September regarding their views on the implementation of the Sustainable Finance Disclosure...
[32775] September 23, 2020 TO: Tax Advisory Committee RE: October 20 Tax Advisory Committee Virtual Meeting The Tax Advisory Committee will meet via Zoom on Tuesday, October 20, 2020, at 2:00 p.m. ET. We will circulate an agenda prior to the meeting. You can join the Zoom meeting here...
[32771] September 22, 2020 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ICI Global Tax Committee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: INDIA: Dividend Surcharge Cap Update The Indian Government introduced...
[32769] September 21, 2020 TO: ICI Members Disclosure Working Group ESG Task Force (Global) ESG Working Group (US) SEC Rules Committee SUBJECTS: Disclosure ESG RE: SEC Commissioner Peirce Remarks on the Role of Asset Management in ESG Investing SEC Commissioner Peirce recently...
[32770] September 21, 2020 TO: ICI Global Members ESG Task Force (Global)EU ESG Disclosure Regulation Working Group ICI Global Regulated Funds Committee SUBJECTS: Disclosure ESG International/Global MiFID, EMIR, AIFMD, UCITS V RE: EU ESG: ESAs Release Consultation on Draft SFDR...
[32766] September 18, 2020 TO: Operations Committee RE: Mark Your Calendar - 2021 Operations Committee Meeting Schedule The Operations Committee meeting schedule for 2021 has been finalized. Please mark your calendar for the following meeting dates: April 14-15 October 20-21 Decisions...
[32765] September 18, 2020 TO: Operations Committee RE: Registration Open - Virtual Operations Committee Meeting October 21 & 22 2020 The next Operations Committee meeting will take place on Wednesday, October 21 and Thursday, October 22, 2020. Due to the current challenges and travel...
[32767] September 18, 2020 TO: ICI Global Regulated Funds Committee RE: Draft Comment Letter on Remuneration Aspects of FCA's DP20/2: Prudential Requirements for MiFID Investment Firms On June 23, the UK Financial Conduct Authority (FCA) published a discussion paper on the...
[32763] September 17, 2020 TO: Derivatives Markets Advisory Committee Investment Advisers Committee RE: CFTC Staff Issues Further Guidance and Relief Regarding Treatment of Separate Accounts by FCMs On September 15, 2020, The Division of Clearing and Risk (DCR) and the Division of...
[32764] September 17, 2020 TO: ICI Members ICI Global Members ESG Task Force (Global) ESG Working Group (US) SUBJECTS: Disclosure ESG Financial Stability International/Global Investment Advisers Pension Valuation RE: CFTC's Climate Risk Report and Other Developments on ESG Disclosure...
[32762] September 16, 2020 TO: Small Funds Committee RE: ICI Small Funds Research Update, Thursday, October 15, 2020 1:00 -2:00 p.m. ET The next meeting of the Investment Company Institute’s Small Funds Committee will be held on Thursday, October 15, 2020 1:00 -2:00 p.m. ET via Zoom...
[32761] September 15, 2020 TO: ICI Members Investment Company Directors ICI Global Members Tax Committee SUBJECTS: International/Global Tax RE: Submission to French Tax Administration on Proposed Withholding Tax Exemption Guidance The Institute today submitted the attached letter and...
[32759] September 15, 2020 TO: ESG Task Force (Global) ESG Working Group (US) ICI Global Regulated Funds Committee SEC Rules Committee RE: Agenda for Member Call on 16 September on CFA Consultation on ESG Product Disclosure Standard CFA Institute recently launched a consultation on...
