Draft Comment Letter on Remuneration Aspects of FCA's DP20/2: Prudential Requirements for MiFID Investment Firms

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September 18, 2020 TO: ICI Global Regulated Funds Committee RE: Draft Comment Letter on Remuneration Aspects of FCA's DP20/2: Prudential Requirements for MiFID Investment Firms

 

On June 23, the UK Financial Conduct Authority (FCA) published a discussion paper on the implementation of the Investment Firms Directive (IFD), which includes a chapter on the remuneration requirements.[1]  Comments on DP20/2 are due by September 25. 

Please provide comments on the attached draft response to me either by email (emykolenko@ici.org) or phone (202-657-7926) by COB Tuesday, September 22. 

 

Eva M. Mykolenko
Associate Chief Counsel - Securities Regulation
 

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endnotes

[1] DP20/2: Prudential requirements for MiFID investment firms, is available at https://www.fca.org.uk/publications/discussion-papers/dp20-2-prudential-requirements-mifid-investment-firms. Chapter 13 addresses remuneration.