Financial Services Regulatory Reform Content

SEC Roundtable on Oversight of Credit Rating Agencies Statement of  Paul Schott Stevens President and CEO Investment Company Institute April 15, 2009 Table of Contents Oral Statement Executive Summary Introduction Recommendations for Improvements to Credit Rating Agency Regulation...

ICI Seeks Increased Disclosure in Amendments to Credit Ratings Rules Washington, DC, March 27, 2009 - ICI commended the Securities and Exchange Commission (SEC) for seeking to impose greater requirements on the regulatory scheme for nationally recognized statistical rating...

March 26, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Re-Proposed Rules for Nationally Recognized Statistical Rating Organizations (File No. S7-04-09) Dear Ms. Murphy: The Investment Company...

ICI President Presents Proposal for Regulatory Reform Outlines Vision of Consolidated Capital Markets Regulator Washington, DC, March 10, 2009 - Investment Company Institute President and CEO Paul Schott Stevens, in testimony before the U.S. Senate Banking Committee, outlined ICI’s...

ICI Outlines Detailed Regulatory Reform Proposal Institute Recommends New Systemic Risk Regulator and Capital Markets Regulator Washington, DC, March 3, 2009 - The Investment Company Institute today issued a white paper with recommendations on how to achieve meaningful reform of the...

MoneyVoices: ICI’s Stevens Lists Needed Reforms by Paul Schott Stevens (as published in the Money Voices column in Ignites on January 16, 2009) With long experience as a regulator, President-elect Obama’s pick for Securities and Exchange Commission chair, Mary Schapiro, understands...

MoneyVoices: ICI’s Stevens Lists Needed Reforms by Paul Schott Stevens (as published in the Money Voices column in Ignites on January 16, 2009) With long experience as a regulator, President-elect Obama’s pick for Securities and Exchange Commission chair, Mary Schapiro, understands...

ICI Commends SEC Approval of Credit-Rating Agency Rules Investors Will Benefit by Improved Disclosure, Transparency Washington, DC, December 3, 2008 - The Investment Company Institute commends the U.S. Securities and Exchange Commission’s adoption of final rules today to increase the...

Keep Credit Ratings in Money Market Fund Rule, ICI Says SEC Proposal to Eliminate NRSRO Ratings From Rule Would Harm Investors Washington, DC, September 8, 2008 - Credit ratings are a vital part of the investor protections that have made money market mutual funds so successful, and...