Financial Services Regulatory Reform Content

ICI Global Statement for Joint House Subcommittee Hearing on Impact of the Volcker Rule (pdf)

1401 H Street, NW, Washington, DC 20005-2148, USA 202/326-5800 www.ici.org Paul Schott Stevens, PRESIDENT & CEO 202/326-5901 FAX: 202/326-5806 paul.stevens@ici.org December 19, 2011 Financial Stability Oversight Council Attn: Lance Auer 1500 Pennsylvania Avenue, N.W. Washington D.C...

November 7, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Treatment of Asset-Backed Issuers under the Investment Company Act (File No. S7-35-11) Dear Ms. Murphy: The Investment Company Institute1 appreciates the...

November 7, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Use of Derivatives by Investment Companies under the Investment Company Act of 1940 (File Number S7-33-11) Dear Ms. Murphy: The Investment Company...

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October 4, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Re-Proposal of Shelf Eligibility Conditions for Asset-Backed Securities and Other Additional Requests for Comment (File No. S7-08-10) Dear Ms. Murphy: The...

September 13, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Solicitation of Comment to Assist in Study on Assigned Credit Ratings (File No. 4-629) Dear Ms. Murphy: The Investment Company Institute1 is...

August 8, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy...

August 8, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Proposed Rules for Nationally Recognized Statistical Rating Organizations (File No. S7-18-11) Dear Ms. Murphy: The Investment Company Institute1...

July 29, 2011 Ms. Elizabeth M. Murphy Office of the Comptroller of the Currency Secretary 250 E Street, S.W., Mail Stop 2-3 Securities and Exchange Commission Washington, D.C. 20219 100 F Street, N.E. Docket Number OCC 2011-0002 Washington, D.C. 20549 RIN 1557-AD40 File Number S7-14...