Financial Services Regulatory Reform Content

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May 29, 2015 Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Consultative Document (2nd); Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions: Proposed...

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April 7, 2015 The Treasury Department Attn: Qualified Financial Contracts Recordkeeping Comments 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Qualified Financial Contracts Recordkeeping Related to Orderly Liquidation Authority Dear Sir or Madam: The Investment Company...

ICI Comments on Financial Stability Oversight Council’s Changes to Designation Process Washington, DC, February 5, 2015— Investment Company Institute (ICI) President and CEO Paul Schott Stevens made the following statement today on the changes adopted February 4 by the Financial...

July 15, 2014

December 20, 2013 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Proposed Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by...

ICI Comment on Final Volcker Rule Washington, DC, December 10, 2013 - ICI President and CEO Paul Schott Stevens issued the following statement in response to the final Volcker Rule release as approved by the Securities and Exchange Commission and other U.S. regulators: “At more than...

Study on Asset Management ‘Falls Far Short,’ Says ICI ICI Letter to SEC Calls for Withdrawal of Study by Office of Financial Research; Cautions FSOC Against Relying Upon Study Washington, DC, November 4, 2013 - A recent report on the asset management industry by the U.S. Treasury...

November 1, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Public Feedback on OFR Study on Asset Management Issues (SEC File No. AM-1) Dear Ms. Murphy: The Investment Company Institute1 greatly appreciates...