Financial Services Regulatory Reform Content

July 22, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Product Definitions...

July 11, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (RIN 3038-AC97) Dear Mr. Stawick: The...

American Bankers Association ABA Securities Association Futures Industry Association Institute of International Bankers International Swaps and Derivatives Association Investment Company Institute Securities Industry and Financial Markets Association Commodity Exchange Act Sections 4s...

June 23, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Short Sale Reporting Study Required by Dodd-Frank Act Section 417(a)(2) (File No. 4-627) Dear Ms. Murphy: The Investment Company Institute1 is...

June 10, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Phase In Schedule...

Futures Industry Association Institute of International Bankers International Swaps and Derivatives Association Investment Company Institute Securities Industry and Financial Markets Association U.S. Chamber of Commerce Commodity Exchange Act Sections 1a(11), 1a(12), 1a(22), 1a(23)...

June 6, 2011 Ms. Mary J. Miller Assistant Secretary for Financial Markets United States Department of the Treasury 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Determination of Foreign Exchange Swaps and Foreign Exchange Forwards under the Commodity Exchange Act Dear Ms...

May 31, 2011 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Incentive-Based Compensation Arrangements (File Number S7-12-11) Dear Ms. Murphy: The Investment Company Institute1 appreciates the opportunity to...

May 23, 2011 Mr. Robert E. Feldman Executive Secretary Attention: Comments Federal Deposit Insurance Corporation 550 17th Street, N.W. Washington, D.C. 20429 Re: Notice of Proposed Rulemaking Implementing Certain Orderly Liquidation Authority Provisions Dear Mr. Feldman: The...

May 13, 2011 Ms. Jennifer J. Johnson Secretary Board of Governors of the Federal Reserve System 20th Street and Constitution Avenue, NW Washington, DC 20551 Re: Prohibition Against Payment of Interest on Demand Deposits (Docket No. R-1413 and RIN No. 7100-AD72) Dear Ms. Johnson: The...