Financial Services Regulatory Reform Content

December 14, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Concept Release on Possible Rescission of Rule 436(g) Under the Securities Act of 1933 (File No. S7-25-09) Dear Ms. Murphy: The Investment...

December 14, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Credit Ratings Disclosure (File No. S7-24-09) Dear Ms. Murphy: The Investment Company Institute1 supports the Commission’s continuing efforts...

ICI Statement on House Passage of Regulatory Reform Bill Washington, DC, December 11, 2009 - ICI President and CEO Paul Schott Stevens made the following comment on the House of Representatives’ approval of H.R. 4173, a bill designed to reform the nation’s financial regulatory system...

December 8, 2009 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: References to Ratings of Nationally Recognized Statistical Rating Organizations (File Nos. S7-17-08, S7-18-08, and S7-19-08) Dear Ms. Murphy: The...

“Why Mutual Funds Do Not Pose Systemic Risks” 16th Annual Investment Company Directors Conference Paul Schott Stevens President & CEO Investment Company Institute November 11, 2009 Amelia Island, FL Thank you, Mike [Michael S. Scofield, chairman of the Independent Directors Council]...

"One Year Later: Some Lessons from the Financial Crisis" President’s Address, ICI Capital Markets Conference Paul Schott Stevens President & CEO Investment Company Institute Marriott Marquis Times Square New York, NY September 24, 2009 Good morning. I’m Paul Stevens, President and CEO...

ICI’s Stevens Calls for Effective Systemic Risk Council Council Would Enlist Expertise, Diverse Views of Core Financial Regulators Washington, DC, July 23, 2009 - Investment Company Institute President and CEO Paul Schott Stevens, in testimony before the U.S. Senate Banking Committee...

ICI Supports Regulatory Reform to Enhance Investor Protections ICI President Recommends a Stronger SEC and an Effective ‘Systemic Risk Council’ Washington, DC, July 17, 2009 - Investment Company Institute President and CEO Paul Schott Stevens, in testimony before the U.S. House...

ICI Welcomes Administration’s Reform Proposals Proposal Offers Framework for Advancing Regulatory Reform Debate Washington, DC, June 17, 2009 - ICI President and CEO Paul Schott Stevens issued the following statement about the proposal for financial services regulatory reform being...

text