Variable Insurance Products Advisory Content

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Memo#
31800

ICI Member Call June 21 on SEC Final Rulemakings on Standards of Conduct

[31800] June 11, 2019 TO: Investment Advisers CommitteeOperations CommitteePension CommitteePension Operations Advisory CommitteePrincipal Underwriters Working GroupSEC Rules CommitteeSmall Funds CommitteeVariable Insurance Products Advisory Committee RE: ICI Member Call June 21 on...
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Memo#
31784

ICI and SIFMA Submit Follow-Up Letter on UMBS and Section 817(h)

[31784] May 30, 2019 TO: ICI Members Tax Committee Variable Insurance Products Advisory Committee SUBJECTS: Tax RE: ICI and SIFMA Submit Follow-Up Letter on UMBS and Section 817(h) The ICI and SIFMA have submitted the attached letter regarding the treatment of To-Be-Announced (TBA)...
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Memo#
31741

ICI Comment Letter on SEC's Proposed Fund of Funds Rule

[31741] May 6, 2019 TO: ICI Members Investment Company Directors Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Securities Regulation Advisory Group SEC Rules Committee SUBJECTS: Closed-End Funds Exchange-Traded Funds (ETFs)...
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Memo#
31746

IDC Files Comment Letter on SEC's Fund of Funds Arrangements Proposal

[31746] May 6, 2019 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Exchange-Traded Funds (ETFs) Fund Governance Portfolio Oversight Variable Insurance Products RE: IDC Files Comment Letter on SEC's Fund of Funds Arrangements Proposal IDC filed the attached...
ICI Default BG
Memo#
31697

Division of Investment Management Staff Bulletin on 485 (a) Filings

[31697] April 3, 2019 TO: ICI Members Chief Compliance Officer Committee Disclosure Working Group SEC Rules Committee SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Money Market Funds Variable Insurance Products RE: Division of Investment Management Staff Bulletin on 485...
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Memo#
31678

SEC Adopts FAST Act-Related Disclosure Amendments for Funds and Advisers

[31678] March 26, 2019 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Disclosure Fund Accounting & Financial Reporting Investment Advisers Operations Unit Investment Trusts (UITs) Variable Insurance Products RE: SEC Adopts FAST Act-Related Disclosure Amendments for Funds and...