Variable Insurance Products Advisory Content

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Memo#
32271

Draft ICI Comment Letter on SEC's Proposed Rules on Funds' Use of Derivatives and Sales Practices for Transactions in Leveraged/Inverse Investment Vehicles; Comments Requested by Monday, March 16

[32271] March 9, 2020 TO: 1940 Act Derivatives Working Group Accounting/Treasurers Committee Chief Compliance Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded Funds) Committee Money Market Funds Advisory Committee...
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Memo#
32242

Massachusetts Finalizes Amendments to Fiduciary Conduct Standard Regulations

[32242] February 26, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Investment Advisers Committee Operations Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee...
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Memo#
32095

ICI Summary of Fall 2019 Regulatory Flexibility Agendas for SEC and CFTC

[32095] December 11, 2019 TO: ICI Members ICI Global Members SUBJECTS: Advertising Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Transfer Agency Variable Insurance Products RE: ICI Summary of Fall 2019 Regulatory Flexibility Agendas for SEC and CFTC...
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Memo#
31822

ICI Summary of Spring 2019 Regulatory Flexibility Agendas

[31822] June 24, 2019 TO: ICI Members ICI Global Members SUBJECTS: Advertising Closed-End Funds Derivatives Exchange-Traded Funds (ETFs) Fixed Income Securities Investment Advisers Systemic Risk Trading and Markets Transfer Agency Variable Insurance Products RE: ICI Summary of Spring...