Variable Insurance Products Advisory Content

[33133] February 25, 2021 TO: ICI Members SEC Rules Committee Variable Insurance Products Advisory Committee SUBJECTS: Fees and Expenses Investment Advisers Variable Insurance Products RE: SEC Issues Statement Providing No-Action Relief for Substitution of Variable Insurance Product...

[33004] December 22, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Internal Sales Managers Roundtable Investment Adviser and Broker-Dealer Standards of Conduct Working Group Investment Advisers Committee Operations Committee...

We understand that the SEC’s Division of Investment Management (IM) has recently revised its approach to providing “template relief” in connection with registration statement amendments made for the purpose of implementing the SEC’s amendments adopting the variable insurance products...

On December 4, the Securities and Exchange Commission granted an order (“Order”) approving an application for exemptive relief under sections 26(c) and 17(b) of the Investment Company Act of 1940 to permit the substitution of several mutual funds offered as investment options in...

[32980] December 14, 2020 TO: ICI Members Accounting/Treasurers Committee Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee Money Market Funds Advisory Committee Operations Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory...

[32967] December 7, 2020 TO: ICI Members ICI Global Members ESG Advisory Group ESG Task Force EU ESG Disclosure Regulation Working Group SEC Rules Committee SUBJECTS: ESG Fund Governance Investment Advisers Unit Investment Trusts (UITs) Variable Insurance Products RE: ICI Board of...

[32933] November 20, 2020 TO: 1940 Act Derivatives Working Group Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded Funds) Committee...

[32929] November 20, 2020 TO: Variable Insurance Products Advisory Committee RE: VIPAC Reminder and Agenda - December 3 Virtual Meeting On Thursday, December 3, 2020, from 1:00-2:30 pm ET, ICI will hold a virtual meeting of the Variable Insurance Product Advisory Committee. We are...

[32891] November 3, 2020 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee Closed-End Investment Company Committee Disclosure Working Group ETF (Exchange-Traded Funds) Committee Operations Committee SEC Rules Committee Small Funds Committee Transfer Agent...

[32821] October 9, 2020 TO: ICI Members Investment Company Directors CCO Advisory Issues Subcommittee Chief Compliance Officer Committee Closed-End Investment Company Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Securities...