Variable Insurance Products Advisory Content

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Memo#
32350

SEC Chairman Issues Statement Addressing Reg BI and Form CRS Implementation

[32350] April 3, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Internal Sales Managers Roundtable Investment Adviser and Broker-Dealer Standards of Conduct Working Group Investment Advisers Committee Operations Committee Pension...
ICI Default BG
Memo#
32327

Emergency No-Action Relief - Mutual Funds and Rule 17a-9

[32327] March 26, 2020 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations...
ICI Default BG
Memo#
32318

SEC Extends Coronavirus Related Exemptive Relief to August 15, 2020

[32318] March 25, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations Risk Oversight...