Variable Insurance Products Advisory Content

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30590

ICI Resource Page on Swing Pricing Amendments Now Available to Members

[30590] February 21, 2017 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Chief Risk Officer Committee Investment Advisers...
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Memo#
30585

SEC Publishes FAQs on Guidance Update and Section 22(d) Interpretive Letter

[30585] February 16, 2017 TO: ICI Members Investment Company Directors ICI Global Members Operations Committee SEC Rules Committee Small Funds Committee Variable Insurance Products Advisory Committee SUBJECTS: Disclosure Distribution Fees and Expenses RE: SEC Publishes FAQs on...
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Memo#
30372

SEC Proposes to Exempt Funds from Universal Proxy Requirements

[30372] November 1, 2016 TO: Closed-End Investment Company Committee SEC Rules Committee Small Funds Committee Variable Insurance Products Advisory Committee RE: SEC Proposes to Exempt Funds from Universal Proxy Requirements The SEC recently issued proposed amendments to the federal...
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Memo#
30334

SEC's New Liquidity Risk Management Requirements for Mutual Funds and ETFs

[30334] October 21, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 33-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 41-16BROKER/DEALER ADVISORY COMMITTEE No. 38-16CHIEF RISK OFFICER COMMITTEE No. 33-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-16COMPLIANCE MEMBERS No. 34...