Small Funds Content

[27815] December 30, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 34-13 BOARD OF GOVERNORS No. 17-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 36-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 90-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 40-13 ETF ADVISORY COMMITTEE No. 39-13...

[27799] December 20, 2013 TO: BROKER/DEALER ADVISORY COMMITTEE No. 57-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 46-13 OPERATIONS COMMITTEE No. 60-13 TRANSFER AGENT ADVISORY COMMITTEE No. 89-13 SMALL FUNDS COMMITTEE No. 25-13 RE: INSTITUTE PUBLISHES QUARTERLY RETIREMENT...

[27771] December 13, 2013 TO: SEC RULES COMMITTEE No. 48-13 SMALL FUNDS COMMITTEE No. 23-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-13 RE: DRAFT LETTER ON PROPOSED STANDARDS FOR ASSESSING FINANCIAL INSTITUTIONS’ POLICIES AND PRACTICES FOR DIVERSITY AND INCLUSION   As you know...

[27769] December 13, 2013 TO: BOARD OF GOVERNORS No. 15-13 CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 87-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 37-13 ETF ADVISORY COMMITTEE No. 37-13...

[27744] December 5, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 42-13 BROKER/DEALER ADVISORY COMMITTEE No. 54-13 OPERATIONS COMMITTEE No. 55-13 SMALL FUNDS COMMITTEE No. 22-13 TRANSFER AGENT ADVISORY COMMITTEE No. 84-13 RE: INSTITUTE PUBLISHES RESULTS FROM THE 2013...

[27715] November 22, 2013 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 18-13 PENSION COMMITTEE No. 30-13 PENSION OPERATIONS ADVISORY COMMITTEE No. 29-13 SEC RULES COMMITTEE No. 45-13 SMALL FUNDS COMMITTEE No. 21-13 RE: UPDATE ON INSTITUTE ACTIVITIES REGARDING TARGET DATE FUNDS  ...

[27705] November 19, 2013 TO: SEC RULES COMMITTEE No. 43-13 SMALL FUNDS COMMITTEE No. 20-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-13 RE: REGULATORS PROPOSE STANDARDS FOR ASSESSING FINANCIAL INSTITUTIONS’ POLICIES AND PRACTICES FOR DIVERSITY AND INCLUSION; ICI MEMBER CALL...

[27553] September 10, 2013 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 16-13 INVESTMENT ADVISERS COMMITTEE No. 4-13 SEC RULES COMMITTEE No. 35-13 SMALL FUNDS COMMITTEE No. 19-13 RE: DRAFT ICI LETTER ON PROPOSED MEASURES RELATING TO GENERAL SOLICITATION AND ADVERTISING FOR...

[27544] September 5, 2013 TO: SEC RULES COMMITTEE No. 34-13 ACCOUNTING/TREASURERS COMMITTEE No. 26-13 END OF DAY PRICING FORUM No. 11-13 SMALL FUNDS COMMITTEE No. 18-13 RE: ICI SUBMITS LETTER TO SEC STAFF ON FUND VALUATION   As you know, ICI staff met with SEC staff earlier this year...

[27532] August 30, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 25-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 27-13 BROKER/DEALER ADVISORY COMMITTEE No. 40-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 18-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 21-13 OPERATIONS...