Small Funds Content

[28946] April 30, 2015 TO: OPERATIONS MEMBERS No. 17-15 OPERATIONS COMMITTEE No. 8-15 BROKER/DEALER ADVISORY COMMITTEE No. 17-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 13-15 TRANSFER AGENT ADVISORY COMMITTEE No. 19-15 SMALL FUNDS COMMITTEE No. 5-15 RE: DTCC MUTUAL FUND...

[28903] April 16, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 16-15 RE: DRAFT COMMENT LETTER TO SEC REQUESTING RE-PROPOSAL OF MARGIN RULES FOR SECURITY-BASED SWAP DEALERS; MEMBER FEEDBACK REQUESTED BY FRIDAY, APRIL 24   Attached...

[28853] March 20, 2015 TO: SMALL FUNDS COMMITTEE No. 3-15 RE: REGISTRATION NOW OPEN: SMALL FUNDS COMMITTEE MEETING - MAY 5-6, 2015   The next meeting of the Investment Company Institute’s Small Funds [1]  Committee will be held on Tuesday, May 5 from 1:00 p.m. to 5:00 p.m. ET and on...

[28793] March 4, 2015 TO: SECURITIES OPERATIONS ADVISORY COMMITTEE ACCOUNTING/TREASURERS COMMITTEE No. 5-15 EQUITY MARKETS ADVISORY COMMITTEE No. 3-15 OPERATIONS COMMITTEE No. 7-15 BROKER/DEALER ADVISORY COMMITTEE No. 9-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 6-15...

[28705] February 3, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 3-15 BROKER/DEALER ADVISORY COMMITTEE No. 4-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 7-15 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 4-15 OPERATIONS COMMITTEE...

[28680] January 21, 2015 TO: TAX COMMITTEE No. 4-15 RE: JOINT TRADE ASSOCIATION LETTER TO IRS RE SECTION 305(C)   The Institute, the Managed Funds Association (“MFA”), and the Securities Industry and Financial Markets Association (“SIFMA”) recently sent the attached letter to the...

[28591] December 17, 2014 TO: SEC RULES COMMITTEE No. 43-14 SMALL FUNDS COMMITTEE No. 26-14 RE: ICI/IDC DRAFT REPORT ON FUNDS’ USE OF PROXY ADVISORY FIRMS; COMMENTS REQUESTED BY JANUARY 5TH   As previously reported, in June the SEC’s Divisions of Investment Management and Corporation...

[28469] October 16, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 26-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 44-14 BROKER/DEALER ADVISORY COMMITTEE No. 51-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 27-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 24-14 OPERATIONS...

Earlier this year [1] the Institutes’ Board of Governors endorsed the industry project for shortening the U.S. settlement cycle for equities, corporate and municipal bonds and unit investment trust securities from trade date plus three days (T+3) to trade date plus two days (T+2).

[28405] September 25, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 41-14 BROKER/DEALER ADVISORY COMMITTEE No. 46-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 25-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 21-14 OPERATIONS...