Small Funds Content

[29743] March 2, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-16 SEC RULES COMMITTEE No. 9-16 SMALL FUNDS COMMITTEE No. 8-16 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 3-16 RE: ICI DRAFT SECOND COMMENT LETTER ON SEC PROPOSAL FOR MODERNIZATION OF SHAREHOLDER REPORT...

On February 23, 2016, ICI and SIFMA co-chairs of the Industry Steering Committee announced Tuesday, September, 5, 2017 as the implementation date for the move to T+2 in the US market.

[29725] February 26, 2016 TO: SMALL FUNDS COMMITTEE No. 6-16 RE: REGISTRATION NOW OPEN: SMALL FUNDS COMMITTEE MEETING - MAY 17-18, 2016   The next meeting of the Investment Company Institute’s Small Funds [1] Committee will be held on Tuesday, May 17 from 1:00 p.m. to 5:00 p.m. ET and...

[29694] February 10, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 1-16 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 3-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 12-16 INTERNATIONAL COMMITTEE No. 12-16 INVESTMENT ADVISERS COMMITTEE No. 3-16 SEC RULES COMMITTEE No. 6-16 SMALL FUNDS...

[29680] January 29, 2016 TO: OPERATIONS COMMITTEE No. 3-16 TRANSFER AGENT ADVISORY COMMITTEE No. 6-16 SMALL FUNDS COMMITTEE No. 4-16 RE: INSTITUTE DRAFT COMMENT LETTER ON SEC'S TRANSFER AGENT RELEASE; COMMENTS REQUESTED BY FEBRUARY 4   As you may recall, in late December, the...

[29628] January 12, 2016 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 2-16 BROKER/DEALER ADVISORY COMMITTEE No. 2-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 1-16 OPERATIONS COMMITTEE No. 2-16 SMALL FUNDS COMMITTEE No. 3-16 TRANSFER AGENT ADVISORY COMMITTEE No. 3-16 TAAC...

[29608] January 5, 2016 TO: AML COMPLIANCE WORKING GROUP No. 1-16 INVESTMENT ADVISERS COMMITTEE No. 2-16 OPERATIONS COMMITTEE No. 1-16 SEC RULES COMMITTEE No. 2-16 SMALL FUNDS COMMITTEE No. 2-16 TRANSFER AGENT ADVISORY COMMITTEE No. 1-16 RE: FINCEN RELEASES REGULATORY IMPACT...

[29605] January 4, 2016 TO: CHIEF RISK OFFICER COMMITTEE No. 1-16 FIXED-INCOME ADVISORY COMMITTEE No. 1-16 INVESTMENT ADVISERS COMMITTEE No. 1-16 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 1-16 RESEARCH COMMITTEE No. 1-16 SEC RULES COMMITTEE No. 1-16 SMALL FUNDS COMMITTEE No. 1-16 RE...