Small Funds Content

[30237] September 12, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-16 SEC RULES COMMITTEE No. 42-16 SMALL FUNDS COMMITTEE No. 27-16 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 20-16 RE: ICI SUBMITS COMMENT LETTER TO SEC ON NYSE PROPOSED AMENDMENT TO FEES FOR...

[30197] September 1, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 18-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-16 CHIEF RISK OFFICER COMMITTEE No. 25-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-16 COMPLIANCE ADVISORY COMMITTEE No. 10-16 DERIVATIVES MARKETS ADVISORY COMMITTEE...

[30189] August 31, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-16 SEC RULES COMMITTEE No. 39-16 SMALL FUNDS COMMITTEE No. 25-16 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 18-16 RE: ICI DRAFT COMMENT LETTER ON NYSE PROPOSED AMENDMENT TO FEES FOR SHAREHOLDER REPORT...

[30175] August 26, 2016 TO: SMALL FUNDS COMMITTEE No. 24-16 RE: REGISTRATION NOW OPEN: SMALL FUNDS COMMITTEE MEETING - NOVEMBER 1-2, 2016   The next meeting of the Investment Company Institute’s Small Funds Committee will be held on Tuesday, November 1 from 1:00 p.m. to 5:00 p.m. ET...

[30153] August 19, 2016 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 26-16 BROKER/DEALER ADVISORY COMMITTEE No. 28-16 OPERATIONS COMMITTEE No. 20-16 SMALL FUNDS COMMITTEE No. 23-16 TRANSFER AGENT ADVISORY COMMITTEE No. 36-16 RE: EVOLUTION OF THE FINANCIAL INTERMEDIARY...

[30142] August 17, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-16 SEC RULES COMMITTEE No. 36-16 SMALL FUNDS COMMITTEE No. 22-16 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 16-16 RE: SEC SEEKS COMMENT ON NYSE PROPOSED AMENDMENT TO FEES FOR SHAREHOLDER REPORT DELIVERY...

[30120] August 8, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 25-16 BROKER/DEALER ADVISORY COMMITTEE No. 26-16 CHIEF RISK OFFICER COMMITTEE No. 21-16 COMPLIANCE ADVISORY COMMITTEE No. 9-16 INVESTMENT ADVISERS COMMITTEE No. 14-16...

[30089] July 28, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 16-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 16-16 CHIEF RISK OFFICER COMMITTEE No. 20-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-16 COMPLIANCE ADVISORY COMMITTEE No. 8-16 DERIVATIVES MARKETS ADVISORY COMMITTEE No...

[30028] July 8, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 14-16 CHIEF RISK OFFICER COMMITTEE No. 16-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-16 COMPLIANCE ADVISORY COMMITTEE No. 6-16 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 33...