Small Funds Content

[29277] August 24, 2015 TO: SMALL FUNDS COMMITTEE No. 25-15 RE: REGISTRATION NOW OPEN: SMALL FUNDS COMMITTEE MEETING - OCTOBER 21-22, 2015   The next meeting of the Investment Company Institute’s Small Funds [1]  Committee will be held on Wednesday, October 21 from 1:00 p.m. to 5:00 p...

[29250] August 13, 2015 TO: BROKER/DEALER ADVISORY COMMITTEE No. 40-15 OPERATIONS COMMITTEE No. 18-15 PRINCIPAL UNDERWRITERS WORKING GROUP SMALL FUNDS COMMITTEE No. 24-15 TRANSFER AGENT ADVISORY COMMITTEE No. 42-15 RE: ICI FILES COMMENT LETTER WITH FINRA ON PROPOSED DISCRETIONARY...

[29215] August 3, 2015 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 8-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 28-15 BROKER/DEALER ADVISORY COMMITTEE No. 38-15 OPERATIONS MEMBERS No. 26-15 PRINCIPAL UNDERWRITERS WORKING GROUP SMALL FUNDS COMMITTEE No. 24-15 RE: ICI...

[29185] July 21, 2015 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 7-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 25-15 BROKER/DEALER ADVISORY COMMITTEE No. 34-15 OPERATIONS COMMITTEE No. 16-15 PRINCIPAL UNDERWRITERS WORKING GROUP SMALL FUNDS COMMITTEE No. 22-15 RE: ICI...

[29188] July 21, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 21-15 CHIEF RISK OFFICER COMMITTEE No. 19-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-15 COMPLIANCE ADVISORY COMMITTEE No. 7-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 55-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No...

[29181] July 16, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 17-15 ETF ADVISORY COMMITTEE No. 17-15 SEC RULES COMMITTEE No. 23-15 SMALL FUNDS COMMITTEE No. 21-15 UNIT INVESTMENT TRUST COMMITTEE No. 6-15 RE: SEC PROPOSES CLAWBACK...

[29164] July 10, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 19-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 23-15 BROKER/DEALER ADVISORY COMMITTEE No. 32-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 15-15 END OF DAY PRICING FORUM No. 4-15 INDEPENDENT DIRECTORS COUNCIL No. 1-15...

[29167] July 10, 2015 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 6-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 24-15 BROKER/DEALER ADVISORY COMMITTEE No. 33-15 OPERATIONS COMMITTEE No. 15-15 PRINCIPAL UNDERWRITERS WORKING GROUP SMALL FUNDS COMMITTEE No. 20-15 RE: FINRA...

[29141] July 2, 2015 TO: OPERATIONS COMMITTEE No. 13-15 ACCOUNTING/TREASURERS COMMITTEE No. 16-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 21-15 BROKER/DEALER ADVISORY COMMITTEE No. 29-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 22-15 SMALL FUNDS COMMITTEE No. 17-15 TRANSFER...

[29142] July 2, 2015 TO: FIXED-INCOME ADVISORY COMMITTEE No. 22-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 36-15 INTERNATIONAL COMMITTEE No. 35-15 INVESTMENT ADVISERS COMMITTEE No. 8-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 23-15 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 14-15...