Small Funds Content

[28326] August 19, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 53-14 FIXED-INCOME ADVISORY COMMITTEE No. 14-14 INVESTMENT ADVISERS COMMITTEE No. 7-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 21-14 SMALL FUNDS COMMITTEE No. 21-14 RE: FHFA SEEKS INPUT ON PROPOSED "SINGLE...

[28315] August 15, 2014 TO: FIXED-INCOME ADVISORY COMMITTEE No. 13-14 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 7-14 INTERNATIONAL COMMITTEE No. 26-14 INVESTMENT ADVISERS COMMITTEE No. 6-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 20-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 16...

[28286] July 30, 2014 TO: SMALL FUNDS COMMITTEE No. 19-14 RE: SMALL FUNDS COMMITTEE MEETING - OCTOBER 1 & 2, 2014   The next ICI Small Funds [1] Meeting is scheduled for October 1 & 2, 2014 at the JW Marriott Desert Ridge Resort & Spa in Phoenix, Arizona.  On October 1st the meeting...

[28236] July 2, 2014 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 11-14 FIXED-INCOME ADVISORY COMMITTEE No. 9-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 10-14 SEC RULES COMMITTEE No. 29-14 SMALL FUNDS COMMITTEE No. 18-14 SEC RULES MEMBERS No. 26-14 SMALL FUNDS MEMBERS No. 15-14 RE...

[28229] June 25, 2014 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 16-14 PENSION COMMITTEE No. 14-14 PENSION OPERATIONS ADVISORY COMMITTEE No. 13-14 SEC RULES COMMITTEE No. 28-14 SMALL FUNDS COMMITTEE No. 17-14 RE: ICI DRAFT COMMENT LETTER IN RESPONSE TO DOL’S REQUEST FOR...

[28191] June 17, 2014 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 15-14 PRINCIPAL UNDERWRITERS WORKING GROUP SMALL FUNDS COMMITTEE No. 16-14 RE: ICI SUBMITS COMMENT LETTER IN RESPONSE TO FINRA'S RULE 2210 BROKERCHECK PROPOSAL   As previously reported, [1] FINRA has requested...

[28189] June 16, 2014 TO: FIXED-INCOME ADVISORY COMMITTEE No. 8-14 INTERNATIONAL COMMITTEE No. 17-14 INVESTMENT ADVISERS COMMITTEE No. 5-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 12-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 9-14 SEC RULES COMMITTEE No. 26-14 SMALL FUNDS...

[28182] June 11, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-14 COMPLIANCE ADVISORY COMMITTEE No. 3-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-14 ETF ADVISORY COMMITTEE No. 10...

[28176] June 10, 2014 TO: 529 PLAN MEMBERS No. 11-14 ACCOUNTING/TREASURERS MEMBERS No. 7-14 ADVISER DISTRIBUTOR TAX ISSUES TASK FORCE No. 8-14 BDAC COST BASIS REPORTING TASK FORCE No. 1-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 23-14 BROKER/DEALER ADVISORY COMMITTEE No. 30...

[28163] June 5, 2014 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 13-14 PRINCIPAL UNDERWRITERS WORKING GROUP SMALL FUNDS COMMITTEE No. 12-14 RE: ICI DRAFT COMMENT LETTER IN RESPONSE TO FINRA'S RULE 2210 BROKERCHECK PROPOSAL; COMMENTS REQUESTED BY JUNE 11   As previously reported...