Small Funds Content

  [26184] May 23, 2012 TO: PENSION COMMITTEE No. 17-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 17-12 SEC RULES COMMITTEE No. 33-12 SMALL FUNDS COMMITTEE No. 16-12 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 13-12 529 PLAN ADVISORY COMMITTEE No. 3-12 BANK, TRUST AND RETIREMENT...

  [26151] May 8, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 8-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 21-12 BROKER/DEALER ADVISORY COMMITTEE No. 23-12 OPERATIONS COMMITTEE No. 16-12 SMALL FUNDS COMMITTEE No. 15-12 TAAC COST BASIS REPORTING TASK FORCE No. 5-12 TAX...

[26084] April 25, 2012 TO: 529 PLAN MEMBERS No. 4-12 ACCOUNTING/TREASURERS MEMBERS No. 8-12 ADVISER DISTRIBUTOR TAX ISSUES TASK FORCE No. 7-12 BDAC COST BASIS REPORTING TASK FORCE No. 7-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 18-12 BROKER/DEALER ADVISORY COMMITTEE No. 19...

[26071] April 24, 2012 TO: ADVISER DISTRIBUTOR TAX ISSUES TASK FORCE No. 6-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 17-12 BDAC COST BASIS REPORTING TASK FORCE No. 6-12 BROKER/DEALER ADVISORY COMMITTEE No. 18-12 OPERATIONS COMMITTEE No. 12-12 SMALL FUNDS COMMITTEE No. 13-12...

[26068] April 20, 2012 TO: OPERATIONS COMMITTEE No. 11-12 SEC RULES COMMITTEE No. 25-12 SMALL FUNDS COMMITTEE No. 12-12 TRANSFER AGENT ADVISORY COMMITTEE No. 22-12 RE: ICI DRAFT COMMENT LETTER OF SEC'S PROPOSED "RED FLAG" IDENTITY THEFT RULES; COMMENTS REQUESTED BY FRIDAY, APRIL 27TH ...

  [26038] April 12, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 5-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 15-12 BROKER/DEALER ADVISORY COMMITTEE No. 16-12 OPERATIONS COMMITTEE No. 10-12 SMALL FUNDS COMMITTEE No. 11-12 TAX COMMITTEE No. 19-12 TRANSFER AGENT ADVISORY...

[26021] April 5, 2012 TO: PENSION COMMITTEE No. 10-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 10-12 SEC RULES COMMITTEE No. 21-12 SMALL FUNDS COMMITTEE No. 10-12 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 11-12 529 PLAN ADVISORY COMMITTEE No. 2-12 RE: SEC RE-OPENS COMMENT PERIOD...

  [26004] March 29, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 4-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 12-12 BROKER/DEALER ADVISORY COMMITTEE No. 15-12 OPERATIONS COMMITTEE No. 9-12 SMALL FUNDS COMMITTEE No. 9-12 TAAC COST BASIS REPORTING TASK FORCE No. 1-12 TAX...

[25979] March 13, 2012 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-12 CHIEF COMPLIANCE OFFICER COMMITTEE No. 4-12 END OF DAY PRICING FORUM No. 3-12 SEC RULES COMMITTEE No. 18-12 SMALL FUNDS COMMITTEE No. 8-12 RE: SEC STAFF INQUIRY ON LEVEL 2 SECURITY VALUATION PROCESS   We understand...

  [25966] March 7, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 3-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 11-12 BROKER/DEALER ADVISORY COMMITTEE No. 14-12 OPERATIONS COMMITTEE No. 8-12 SMALL FUNDS COMMITTEE No. 7-12 TAX COMMITTEE No. 13-12 TRANSFER AGENT ADVISORY...