Small Funds Content

  [25456] September 1, 2011 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 43-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 35-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 41-11 ETF ADVISORY COMMITTEE No. 62-11 SEC RULES COMMITTEE No. 75-11...

  [25443] August 30, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 23-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 50-11 BROKER/DEALER ADVISORY COMMITTEE No. 53-11 OPERATIONS COMMITTEE No. 31-11 SMALL FUNDS COMMITTEE No. 34-11 TAX COMMITTEE No. 52-11 TRANSFER AGENT...

  [25434] August 25, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 42-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 34-11 PENSION COMMITTEE No. 26-11 PENSION OPERATIONS ADVISORY COMMITTEE No. 20-11 SEC RULES COMMITTEE No. 73-11 SMALL FUNDS COMMITTEE No. 33-11 RE: CFTC AND SEC...

    [25422]   August 18, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 22-11 BROKER/DEALER ADVISORY COMMITTEE No. 50-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 48-11 OPERATIONS COMMITTEE No. 30-11 SMALL FUNDS COMMITTEE No. 32-11 TAX COMMITTEE No. 51-11 TRANSFER AGENT...

  [25416] August 16, 2011 TO: COMPLIANCE MEMBERS No. 37-11 OPERATIONS COMMITTEE No. 29-11 OPERATIONS MEMBERS No. 19-11 PRIMARY CONTACTS - MEMBER COMPLEX No. 4-11 SMALL FUNDS COMMITTEE No. 31-11 TRANSFER AGENT ADVISORY COMMITTEE No. 66-11 RE: ICI SUBMISSION TO SEC STAFF REQUESTING AN...

  [25398] August 9, 2011 TO: OPERATIONS COMMITTEE No. 28-11 OPERATIONS MEMBERS No. 18-11 TRANSFER AGENT ADVISORY COMMITTEE No. 65-11 SMALL FUNDS COMMITTEE No. 30-11 SMALL FUNDS MEMBERS No. 56-11 COMPLIANCE MEMBERS No. 36-11 RE: SEC PAY-TO-PLAY RULE - SUGGESTED PROCESS FOR COMPILING...

  [25359] July 28, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 20-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 43-11 BROKER/DEALER ADVISORY COMMITTEE No. 44-11 OPERATIONS COMMITTEE No. 27-11 SMALL FUNDS COMMITTEE No. 29-11 TAX COMMITTEE No. 46-11 TRANSFER AGENT...

[25340] July 18, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 35-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 27-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-11 ETF ADVISORY COMMITTEE No. 47-11 EQUITY MARKETS ADVISORY COMMITTEE No. 44-11 FIXED-INCOME ADVISORY COMMITTEE No...

[25334] July 14, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 19-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 42-11 BROKER/DEALER ADVISORY COMMITTEE No. 43-11 OPERATIONS COMMITTEE No. 25-11 SMALL FUNDS COMMITTEE No. 27-11 TAX COMMITTEE No. 43-11 TRANSFER AGENT ADVISORY...

  [25315] July 7, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 18-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 39-11 BROKER/DEALER ADVISORY COMMITTEE No. 41-11 OPERATIONS COMMITTEE No. 24-11 SMALL FUNDS COMMITTEE No. 26-11 TAX COMMITTEE No. 42-11 TRANSFER AGENT ADVISORY...