Small Funds Content

  [25151] April 28, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 9-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 25-11 OPERATIONS COMMITTEE No. 14-11 SMALL FUNDS COMMITTEE No. 15-11 TAX COMMITTEE No. 23-11 TRANSFER AGENT ADVISORY COMMITTEE No. 29-11 RE: NEXT COST BASIS...

  [25086] April 12, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 7-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 19-11 BROKER/DEALER ADVISORY COMMITTEE No. 20-11 OPERATIONS COMMITTEE No. 11-11 TAX COMMITTEE No. 19-11 SMALL FUNDS COMMITTEE No. 14-11 TRANSFER AGENT...

  [25074] April 8, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 19-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 20-11 OPERATIONS COMMITTEE No. 10-11 SEC RULES COMMITTEE No. 30-11 SMALL FUNDS COMMITTEE No. 13-11 RE: DTCC AND SIFMA RELEASE MONEY MARKET INSTRUMENTS BLUE SKY TASK FORCE...

[25070]   April 6, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 22-11 FIXED-INCOME ADVISORY COMMITTEE No. 30-11 SEC RULES COMMITTEE No. 28-11 SMALL FUNDS COMMITTEE No. 12-11 RE: DRAFT ICI LETTER ON CFTC...

  [25014] March 8, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 5-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 16-11 BROKER/DEALER ADVISORY COMMITTEE No. 14-11 OPERATIONS COMMITTEE No. 9-11 SMALL FUNDS COMMITTEE No. 11-11 TAX COMMITTEE No. 12-11 TRANSFER AGENT ADVISORY...

  [24976] February 18, 2011 TO: 529 PLAN ADVISORY COMMITTEE No. 2-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 13-11 BROKER/DEALER ADVISORY COMMITTEE No. 11-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-11 COMPLIANCE ADVISORY COMMITTEE No. 3-11 FIXED-INCOME ADVISORY...

[24970] February 17, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 18-11 EQUITY MARKETS ADVISORY COMMITTEE No. 16-11 FIXED-INCOME ADVISORY COMMITTEE No. 22-11 SEC RULES COMMITTEE No. 16-11 SMALL FUNDS...

[24947] February 4, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-11 ETF ADVISORY COMMITTEE No. 14-11 SEC RULES COMMITTEE No. 14-11 SMALL FUNDS COMMITTEE No. 8-11 RE: CFTC PROPOSES TO NARROW RULE 4.5 EXCLUSION FOR REGISTERED INVESTMENT COMPANIES; CONFERENCE CALL ON FEBRUARY...

  [24939] February 3, 2011 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 9-11 BROKER/DEALER ADVISORY COMMITTEE No. 8-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-11 ETF ADVISORY COMMITTEE No. 12-11 EQUITY MARKETS ADVISORY COMMITTEE No. 11-11 FIXED-INCOME ADVISORY...

[24913] January 27, 2011 TO: ACCOUNTING/TREASURERS MEMBERS No. 1-11 BROKER/DEALER ADVISORY COMMITTEE No. 6-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 5-11 OPERATIONS COMMITTEE No. 4-11 SEC RULES MEMBERS No. 20-11 SMALL FUNDS COMMITTEE...