Small Funds Content

  [24681]   November 3, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-10 SEC RULES COMMITTEE No. 48-10 SMALL FUNDS COMMITTEE No. 20-10 RE: CONFERENCE CALL ON PROPOSED AMENDMENTS TO FORM N-PX -- PROXY VOTE DISCLOSURE BY INSTITUTIONAL INVESTORS; TUESDAY, NOVEMBER 9TH AT 2:00 P...

  [24675]   October 29, 2010 TO: BROKER/DEALER ADVISORY COMMITTEE No. 53-10 INVESTMENT COMPANY DIRECTORS No. 25-10 OPERATIONS COMMITTEE No. 35-10 SEC RULES COMMITTEE No. 47-10 SMALL FUNDS COMMITTEE No. 19-10 TRANSFER AGENT ADVISORY COMMITTEE No. 73-10 RE: FINRA ISSUES CONCEPT RELEASE...

    [24632]   October 20, 2010 TO: CLOSED‑END INVESTMENT COMPANY COMMITTEE No. 21-10 SEC RULES COMMITTEE No. 44-10 SMALL FUNDS COMMITTEE No. 59-10 RE: SEC PROPOSES TWO RULES TO IMPLEMENT SECTION 951 OF THE DODD‑FRANK ACT   The Securities and Exchange Commission has proposed two rules...

  [24631]   October 20, 2010 TO: SEC RULES COMMITTEE No. 43-10 SMALL FUNDS COMMITTEE No. 18-10 RE: CONFERENCE CALL TO DISCUSS DRAFT 12B-1 COMMENT LETTER; FRIDAY, OCTOBER 29TH AT 2:30 P.M. (EASTERN)   Last week, we circulated a draft comment letter on the SEC's proposal to reform Rule...

[24616] October 14, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 37-10 BROKER/DEALER ADVISORY COMMITTEE No. 44-10 OPERATIONS COMMITTEE No. 30-10 SMALL FUNDS COMMITTEE No. 17-10 TAX COMMITTEE No. 32-10 TRANSFER AGENT ADVISORY COMMITTEE No. 61-10 RE: CONFERENCE CALL TO...

URGENT/ACTION REQUESTED [24613] October 14, 2010 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 36-10 BROKER/DEALER ADVISORY COMMITTEE No. 43-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 49-10 OPERATIONS COMMITTEE No. 29-10 PENSION...

[24587] October 6, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 30-10 BROKER/DEALER ADVISORY COMMITTEE No. 41-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 46-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 39-10 OPERATIONS COMMITTEE No. 28-10 SEC RULES MEMBERS No. 96-10 SMALL FUNDS...

[24580] October 5, 2010 TO: TAX COMMITTEE No. 30-10 OPERATIONS COMMITTEE No. 27-10 SMALL FUNDS COMMITTEE No. 14-10 TRANSFER AGENT ADVISORY COMMITTEE No. 55-10 BROKER/DEALER ADVISORY COMMITTEE No. 40-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 33-10 RE: IRS RELEASES DRAFT...

  [24572]   October 4, 2010 TO: SEC RULES COMMITTEE No. 39-10 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-10 SMALL FUNDS COMMITTEE No. 13-10 RE: DRAFT ICI COMMENT LETTER ON SEC CONCEPT RELEASE ON PROXY SYSTEM; COMMENTS REQUESTED BY OCTOBER 12TH   As you may recall, in July, the...

  [24474]   August 6, 2010 TO: PENSION COMMITTEE No. 21-10 PENSION OPERATIONS ADVISORY COMMITTEE No. 20-10 SEC RULES COMMITTEE No. 34-10 SMALL FUNDS COMMITTEE No. 12-10 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 4-10 529 PLAN ADVISORY COMMITTEE No. 3-10 RE: DRAFT ICI LETTER ON SEC...