Small Funds Content

  [24467]   August 5, 2010 TO: SMALL FUNDS COMMITTEE No. 11-10 RE: AUGUST 11, 2010 CONFERENCE CALL ON SEC'S RULE 12B-1 PROPOSAL   As you know, we are in the process of developing the Institute’s positions on the proposal by the Securities and Exchange Commission (SEC) to replace rule...

[24452]   July 29, 2010 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 24-10 BROKER/DEALER ADVISORY COMMITTEE No. 31-10 OPERATIONS COMMITTEE No. 20-10 PENSION COMMITTEE No. 19-10 PENSION OPERATIONS ADVISORY COMMITTEE No. 18-10 SEC...

    [24444]   July 27, 2010 TO: SEC RULES COMMITTEE No. 30-10 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-10 ETF ADVISORY COMMITTEE No. 32-10 SMALL FUNDS COMMITTEE No. 9-10 TRANSFER AGENT ADVISORY COMMITTEE No. 40-10 BROKER/DEALER ADVISORY COMMITTEE No. 29-10 RE: SEC CONCEPT...

  [24387]   June 25, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 20-10 BROKER/DEALER ADVISORY COMMITTEE No. 24-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 26-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 25-10 OPERATIONS COMMITTEE No. 15-10 SEC RULES MEMBERS No. 56-10 SMALL FUNDS...

[24389]   June 25, 2010 TO: PENSION COMMITTEE No. 16-10 PENSION OPERATIONS ADVISORY COMMITTEE No. 14-10 SEC RULES COMMITTEE No. 27-10 SMALL FUNDS COMMITTEE No. 8-10 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 2-10 529 PLAN ADVISORY COMMITTEE No. 1-10 RE: SEC PROPOSAL FOR TARGET DATE...

    [24332]   May 27, 2010 TO: OPERATIONS COMMITTEE No. 11-10 SMALL FUNDS COMMITTEE No. 6-10 BROKER/DEALER ADVISORY COMMITTEE No. 16-10 TRANSFER AGENT ADVISORY COMMITTEE No. 27-10     RE: SEC STAFF RESPONDS TO QUESTIONS ABOUT MONEY MARKET FUND REFORM   The Staff of the SEC’s Division...

    [24298]   May 13, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 10-10 BROKER/DEALER ADVISORY COMMITTEE No. 13-10 SMALL FUNDS COMMITTEE No. 5-10 TAX COMMITTEE No. 16-10 TRANSFER AGENT ADVISORY COMMITTEE No. 23-10 OPERATIONS COMMITTEE No. 9-10     RE: DRAFT COMMENT...

    [24238]   April 15, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 13-10 SEC RULES COMMITTEE No. 17-10 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-10 ETF ADVISORY COMMITTEE No. 13-10 SMALL FUNDS COMMITTEE No. 4-10 RISK MANAGEMENT...

    [24220]   April 7, 2010 TO: AML COMPLIANCE WORKING GROUP No. 4-10 OPERATIONS COMMITTEE No. 6-10 TRANSFER AGENT ADVISORY COMMITTEE No. 16-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 8-10 BROKER/DEALER ADVISORY COMMITTEE No. 11-10 SMALL FUNDS COMMITTEE No. 3-10     RE...

    [24111]   January 29, 2010 TO: BROKER/DEALER ADVISORY COMMITTEE No. 5-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 3-10 OPERATIONS COMMITTEE No. 3-10 SMALL FUNDS COMMITTEE No. 2-10 TAX COMMITTEE No. 2-10 TRANSFER AGENT ADVISORY COMMITTEE No. 4-10     RE: DRAFT INSTITUTE...