Small Funds Content

    [22817]   August 20, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 27-08 BROKER/DEALER ADVISORY COMMITTEE No. 28-08 ETF ADVISORY COMMITTEE No. 20-08 OPERATIONS COMMITTEE No. 16-08 RESEARCH COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 61-08 SMALL FUNDS COMMITTEE No. 24...

    [22762]   August 4, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 23-08 BROKER/DEALER ADVISORY COMMITTEE No. 24-08 ETF ADVISORY COMMITTEE No. 20-08 OPERATIONS COMMITTEE No. 13-08 RESEARCH COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 56-08 SMALL FUNDS COMMITTEE No. 24...

[22721] July 22, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-08 ETF ADVISORY COMMITTEE No. 19-08 SEC RULES COMMITTEE No. 53-08 SMALL FUNDS COMMITTEE No. 23-08 TECHNOLOGY COMMITTEE No. 17-08 XBRL WORKING GROUP RE: DRAFT ICI COMMENT LETTER ON SEC FINANCIAL STATEMENT XBRL PROPOSAL As...

[22722] July 22, 2008 TO: SEC RULES COMMITTEE No. 52-08 INTERNATIONAL COMMITTEE No. 17-08 SMALL FUNDS COMMITTEE No. 22-08 BROKER/DEALER ADVISORY COMMITTEE No. 21-08 TRANSFER AGENT ADVISORY COMMITTEE No. 34-08 RE: IOSCO SEEKS COMMENT ON POINT OF SALE ISSUES PAPER On July 8, 2008, staff...

[22701] July 17, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 9-08 ETF ADVISORY COMMITTEE No. 18-08 SEC RULES COMMITTEE No. 49-08SMALL FUNDS COMMITTEE No. 21-08 TECHNOLOGY COMMITTEE No. 15-08 XBRL WORKING GROUP RE: DRAFT ICI COMMENT LETTER ON SEC MUTUAL FUND XBRL PROPOSAL; JULY 24TH...

[22679] July 10, 2008 TO: SEC RULES COMMITTEE No. 46-08 SMALL FUNDS COMMITTEE No. 20-08 RE: SEC PROPOSES TO CLARIFY STATUS OF INDEXED ANNUITIES, EXEMPT INSURANCE COMPANIES FROM CERTAIN EXCHANGE ACT REPORTING REQUIREMENTS; CONFERENCE CALL ON JULY 21 The Securities and Exchange...

    [22643]   June 25, 2008 TO: SMALL FUNDS COMMITTEE No. 19-08     RE: IMPACT OF SEC PROPOSAL TO REQUIRE FUNDS TO SUBMIT RISK/RETURN SUMMARY INFORMATION IN XBRL;  CONFERENCE CALL SCHEDULED FOR JUNE 30   The Securities and Exchange Commission has proposed rules that would require all...

    [22630]   June 20, 2008 TO: SMALL FUNDS COMMITTEE No. 18-08     RE: IMPACT OF RULE 12B-1 REFORM PLAN ON SMALL FUNDS; CONFERENCE CALL SCHEDULED FOR JUNE 26   In a series of recent speeches and meetings with industry representatives, the Director of the SEC’s Division of Investment...

    [22614]   June 17, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 8-08 ETF ADVISORY COMMITTEE No. 14-08 SEC RULES COMMITTEE No. 41-08 SMALL FUNDS COMMITTEE No. 17-08 TECHNOLOGY COMMITTEE No. 14-08 XBRL WORKING GROUP     RE: SEC PROPOSES TO REQUIRE FUNDS TO SUBMIT RISK/RETURN SUMMARY...

    [22489]   May 5, 2008 TO: COMPLIANCE ADVISORY COMMITTEE No. 8-08 INVESTMENT ADVISERS COMMITTEE No. 9-08 SEC RULES COMMITTEE No. 34-08 SMALL FUNDS COMMITTEE No. 16-08     RE: ICI DRAFT COMMENT LETTER ON THE SEC’S PROPOSED AMENDMENTS TO PART 2 OF FORM ADV   As we previously informed...