Small Funds Content

[32743] September 4, 2020 TO: ICI Members SEC Rules Committee SUBJECTS: Closed-End Funds Compliance Distribution RE: SEC Adopts Expanded Accredited Investor and Qualified Institutional Buyer Definitions The Securities and Exchange Commission recently updated the definitions of...

[32736] September 2, 2020 TO: ICI Members SUBJECTS: Derivatives Disclosure Fund Accounting & Financial Reporting International/Global Portfolio Oversight RE: ICI Supplemental Comment Letter on SEC's Fund Names Rule As we previously informed you, the SEC published a release (“Release”)...

[32734] September 2, 2020 TO: ICI Global Members ESG Task Force (Global) EU ESG Disclosure Regulation Working Group Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee SUBJECTS: Disclosure Distribution ESG International/Global Investment Advisers MiFID...

[32729] September 1, 2020 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee Closed-End Investment Company Committee Disclosure Working Group ETF Advisory Committee Operations Committee SEC Rules Committee Small Funds Committee Unit Investment Trust...

[32728] September 1, 2020 TO: ICI Members Investment Company Directors Broker/Dealer Advisory Committee Investment Adviser and Broker-Dealer Standards of Conduct Working Group Investment Advisers Committee Operations Committee Pension Committee SEC Rules Committee Transfer Agent...

[32723] August 31, 2020 TO: ICI Members Tax Committee SUBJECTS: Fund Accounting & Financial Reporting Tax RE: ICI Submits Opposition Letter to NJ FTT Proposal ICI submitted the attached opposition letter to a New Jersey proposal (also attached) to impose a tax of a quarter of a cent (...

[32698] August 31, 2020 TO: Small Funds Committee RE: Mark Your Calendar - Small Funds Virtual Meetings for 2020 The Small Funds Committee meetings for 2020 have been updated for our virtual platform. Please mark your calendar for the following meeting dates: 10/15 1:00-2:00 pm ET -...

[32722] August 28, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension Tax RE: IRS Releases Proposed Regulation on Rollovers of Plan Loan Offset Amounts The Internal Revenue Service (IRS) has issued a proposed regulation [1] to implement the...

[32720] August 28, 2020 TO: ICI Members Tax Committee SUBJECTS: Tax RE: IRS Approves Temporary Use of E-Signatures for Certain Tax Forms The IRS, in response to the COVID-19 pandemic, is permitting the temporary use of e-signatures for certain forms including the 1120-RIC, US Income...

[32714] August 27, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Subcommittee SUBJECTS: Compliance Derivatives International/Global Investment Advisers...