Small Funds Content

[32794] October 1, 2020 TO: Small Funds Committee RE: Mark Your Calendar - 2021 Small Funds Committee Meetings Please mark your calendar with the following Small Funds Committee meetings scheduled in 2021: February 16, 2021 Small Funds Audit Trends 2020 – Zoom May 4-5, 2021* Marriott...

[32797] October 1, 2020 TO: ICI Members Tax Committee SUBJECTS: Tax RE: ICI Comment Letter to IRS on Proposed Regulations Under Section 1061 ICI has submitted the attached letter asking the Treasury Department and the Internal Revenue Service (IRS) to maintain in final regulations the...

[32787] September 30, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Closed-End Investment Company Committee Operations Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS: Closed-End Funds Distribution...

[32792] September 30, 2020 TO: ICI Members Operations Committee Privacy Issues Working Group Small Funds Committee Transfer Agent Advisory Committee SUBJECTS: Compliance Privacy State Issues RE: California Extends Privacy Law Exclusion for Employee Information Until January 1, 2022 As...

[32789] September 29, 2020 TO: ICI Members Operations Committee Pension Committee Pension Operations Advisory Committee Transfer Agent Advisory Committee SUBJECTS: Pension Tax RE: IRS Finalizes Regulation on Default Withholding for Periodic Payments from Retirement Plans and Annuities...

[32790] September 29, 2020 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Closed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Global Regulated Funds...

[32786] September 28, 2020 TO: Small Funds Committee RE: ICI Small Funds Regulatory Update, Tuesday, October 27, 2020 1:00 -2:30 p.m. ET The Investment Company Institute’s Small Funds Committee will have a regulatory update call on Tuesday, October 27, 2020 1:00 -2:30 p.m. ET via Zoom...

[32779] September 25, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Disclosure Fund Governance Investment Advisers Operations Portfolio Oversight Transfer Agency RE: SEC Adopts Amendments to Shareholder Proposal Rule (Rule 14a-8) This week...

[32771] September 22, 2020 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ICI Global Tax Committee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: INDIA: Dividend Surcharge Cap Update The Indian Government introduced...

[32764] September 17, 2020 TO: ICI Members ICI Global Members ESG Task Force (Global) ESG Working Group (US) SUBJECTS: Disclosure ESG Financial Stability International/Global Investment Advisers Pension Valuation RE: CFTC's Climate Risk Report and Other Developments on ESG Disclosure...