Small Funds Content

[32935] November 20, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension Tax RE: IRS and Treasury Release 2020–2021 Priority Guidance Plan - Retirement Savings Items The IRS and Treasury Department have released their 2020–2021 Priority...

[32927] November 20, 2020 TO: AML Compliance Working Group Transfer Agent Advisory Committee SUBJECTS: Anti-Money Laundering Compliance Transfer Agency RE: ICI Files Comment Letter with FinCEN on Its Advanced Notice of Proposed Rulemaking Regarding Anti-Money Laundering Program...

[32928] November 19, 2020 TO: ICI Global Regulated Funds Committee LIBOR Transition Working Group SEC Rules Committee SUBJECTS: Compliance Financial Stability Operations RE: LIBOR Update: Updates from the ICE Benchmark Administrator, UK Financial Conduct Authority, and US Federal...

[32918] November 18, 2020 TO: ICI Members Operations Committee Pension Committee Pension Operations Advisory Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS: Pension Tax RE: IRS Releases Draft Form and Instructions for Individuals' Reporting of Coronavirus...

[32911] November 12, 2020 TO: ICI Global Members SUBJECTS: International/Global Operations RE: ICI Global's Response to the HKMA Consultation on the Greater Bay Area Wealth Management Connect ICI Global recently submitted the attached response letter to the consultation from the Hong...

[32904] November 9, 2020 TO: ICI Members ICI Global Members ICI Global Tax Committee Tax Committee SUBJECTS: International/Global Tax RE: Fund Industry Coalition Letter to UK on Tax Simplification and Exempting from Tax Non-Resident Investors in UK REITs A fund industry coalition...

[32906] November 10, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Advertising Closed-End Funds Disclosure Fund Accounting & Financial Reporting Trading and Markets RE: Private Market Update: SEC Adopts Changes to Exempt Offering Framework The Securities and Exchange...

[32901] November 6, 2020 TO: ICI Members ESG Advisory Group ESG Task Force (Global) SUBJECTS: Disclosure ESG Financial Stability Fund Accounting & Financial Reporting Valuation RE: SEC Commissioner Lee Speaks on the SEC's Regulatory Responsibilities Regarding Climate Change Risks SEC...

[32900] November 5, 2020 TO: ICI Members Investment Company Directors Operations Committee SEC Rules Committee Securities Operations Advisory Committee Transfer Agent Advisory Committee SUBJECTS: COVID-19 Fund Governance Operations Transfer Agency RE: AMAC Recommends that SEC Change...

[32891] November 3, 2020 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee Closed-End Investment Company Committee Disclosure Working Group ETF (Exchange-Traded Funds) Committee Operations Committee SEC Rules Committee Small Funds Committee Transfer Agent...