Small Funds Content

The Institute’s 2020 surveys on state tax matters are now available on the Institute’s website.

[32979] December 14, 2020 TO: ICI Members ICI Global Members ESG Advisory Group ESG Task Force SUBJECTS: Disclosure ESG Fund Accounting & Financial Reporting International/Global Investment Advisers RE: TCFD Consultation on Forward-Looking Financial Sector Metrics The Task Force on...

[32980] December 14, 2020 TO: ICI Members Accounting/Treasurers Committee Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee Money Market Funds Advisory Committee Operations Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory...

[32981] December 14, 2020 TO: ICI Members ICI Global Members ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee SUBJECTS: International/Global Tax RE: ICI Global Comments regarding Applying the Tax Measures in OECD's Blueprints for Pillars One and Two to the...

[32975] December 10, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Pension Committee Pension Operations Advisory Committee Transfer Agent Advisory Committee SUBJECTS: Pension Tax RE: IRS Releases Final Regulations on Rollovers of Plan Loan Offset Amounts The...

[32968] December 8, 2020 TO: ICI Members Investment Company Directors ICI Global Members LIBOR Transition Working Group SUBJECTS: Alternative Investments Bank Regulation Closed-End Funds COVID-19 Exchange-Traded Funds (ETFs) Financial Stability Fixed Income Securities Investment...

[32969] December 8, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Investment Advisers Committee SUBJECTS: Derivatives Investment Advisers Trading and Markets RE: ICI Files...

[32967] December 7, 2020 TO: ICI Members ICI Global Members ESG Advisory Group ESG Task Force EU ESG Disclosure Regulation Working Group SEC Rules Committee SUBJECTS: ESG Fund Governance Investment Advisers Unit Investment Trusts (UITs) Variable Insurance Products RE: ICI Board of...

[32965] December 4, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Audit and Attest Audit Committees Compliance Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight Investment Advisers Operations Recordkeeping Risk Oversight Valuation RE: SEC...