Small Funds Content

[33140] March 1, 2021 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives ESG Investment Advisers Trading and Markets RE: February Meeting of CFTC's Market Risk Advisory Committee Meeting-Subcommittee Recommendations On Tuesday, February 23, the Commodity...

[33133] February 25, 2021 TO: ICI Members SEC Rules Committee Variable Insurance Products Advisory Committee SUBJECTS: Fees and Expenses Investment Advisers Variable Insurance Products RE: SEC Issues Statement Providing No-Action Relief for Substitution of Variable Insurance Product...

[33125] February 22, 2021 TO: ICI Members Tax Committee SUBJECTS: Fund Accounting & Financial Reporting State Issues Tax RE: ICI Submits Opposition Letter to NY Stock Transfer Tax (STT) The ICI submitted the attached letter opposing any repeal or reduction to the NY stock transfer...

[33110] February 17, 2021 TO: ICI Members Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Operations Committee Securities Operations Advisory Committee Security Valuation Operations Committee Small Funds Committee Transfer...

[33108] February 16, 2021 TO: ICI Members ICI Global Members ICI Global Regulated Funds Committee LIBOR Transition Working Group SUBJECTS: Compliance Financial Stability Operations RE: LIBOR Update: UK Treasury Issues Consultation on Safe Harbor for Benchmarks Regulation The UK HM...

[33106] February 16, 2021 TO: Small Funds Committee RE: ICI Small Funds Regulatory Update, Wednesday, March 31, 2021 2:00 -3:00 p.m. ET The Investment Company Institute’s Small Funds Committee Regulatory Update session will take place on Wednesday, March 31, 2021 2:00 -3:00 p.m. ET...

[33091] February 5, 2021 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Fixed-Income Advisory Committee Investment Advisers Committee SEC Rules Committee Securities Operations Advisory Committee Small Funds Committee SUBJECTS: Audit and...

[33088] February 4, 2021 TO: ICI Members Investment Company Directors SUBJECTS: Advertising Closed-End Funds Disclosure Exchange-Traded Funds (ETFs) Fees and Expenses Fund Accounting & Financial Reporting Fund Governance Money Market Funds Operations Transfer Agency Unit Investment...

[33081] February 2, 2021 TO: ICI Global Members Global Operations Advisory Committee ICI Global Regulated Funds Committee Securities Operations Advisory Committee SUBJECTS: International/Global Operations Settlement RE: ICI Global Submits Response to EU Commission CSDR Consultation on...

[33077] February 1, 2021 TO: ICI Members ICI Global Members ICI Global Regulated Funds Committee LIBOR Transition Working Group SUBJECTS: Compliance Financial Stability Operations RE: LIBOR Update: European Parliament Adopts Amendments to Benchmarks Regulation The European Union...