Small Funds Content

[32830] October 14, 2020 TO: ICI Members LIBOR Transition Working Group Tax Committee SUBJECTS: Tax RE: IRS Issues Additional Guidance on Transition from LIBOR The Treasury Department and the Internal Revenue Service (IRS) have issued additional guidance on the tax consequences of...

[32827] October 13, 2020 TO: ICI Members ICI Global Members ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee SUBJECTS: International/Global Tax RE: OECD Releases "Blueprints" for Addressing Tax Challenges of the Digitalizing Economy The OECD [1] /G20...

[32819] October 9, 2020 TO: ICI Members Investment Company Directors Broker/Dealer Advisory Committee Investment Adviser and Broker-Dealer Standards of Conduct Working Group Investment Advisers Committee Operations Committee Pension Committee SEC Rules Committee Transfer Agent...

[32825] October 9, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee LIBOR Transition Working Group SUBJECTS: Compliance Derivatives Financial Stability Operations RE: LIBOR Update: ISDA Announces Forthcoming Publication of Fallbacks We wanted to alert you...

[32820] October 9, 2020 TO: Chief Compliance Officer Committee Small Funds Committee RE: SEC to Hold CCO Outreach Program for Investment Companies and Investment Advisers Virtually on November 19 The Securities and Exchange Commission has announced that it plans to hold its next...

[32821] October 9, 2020 TO: ICI Members Investment Company Directors CCO Advisory Issues Subcommittee Chief Compliance Officer Committee Closed-End Investment Company Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Securities...

[32815] October 8, 2020 TO: ICI Members SUBJECTS: Anti-Money Laundering Compliance Transfer Agency RE: Register for ICI's October 23rd Call to Discuss FinCEN's Advance Notice of Proposed Rulemaking Regarding Anti-Money Laundering Program Effectiveness On September 16, 2020, FinCEN...

[32814] October 8, 2020 TO: ICI Members Chief Compliance Officer Committee Derivatives Markets Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance COVID-19 CPO/CTA Derivatives Investment Advisers RE: Expiration of Temporary CFTC...

[32813] October 7, 2020 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers Operations Trading and Markets RE: CFTC Adopts Amendments to Swap Data Reporting Requirements In September, the Commodity Futures Trading Commission...

[32798] October 1, 2020 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ICI Global Tax Committee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: INDIA: Dividend Surcharge Tax Cap Enacted On September 29, 2020, the Indian...