Small Funds Content

[32762] September 16, 2020 TO: Small Funds Committee RE: ICI Small Funds Research Update, Thursday, October 15, 2020 1:00 -2:00 p.m. ET The next meeting of the Investment Company Institute’s Small Funds Committee will be held on Thursday, October 15, 2020 1:00 -2:00 p.m. ET via Zoom...

[32760] September 15, 2020 TO: Accounting/Treasurers Committee Closed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ICI Global Regulated Funds Committee SEC Rules Committee Small Funds Committee RE: Draft ICI Comment Letter on...

[32761] September 15, 2020 TO: ICI Members Investment Company Directors ICI Global Members Tax Committee SUBJECTS: International/Global Tax RE: Submission to French Tax Administration on Proposed Withholding Tax Exemption Guidance The Institute today submitted the attached letter and...

[32755] September 14, 2020 TO: ICI Members Accounting/Treasurers Committee Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee Money Market Funds Advisory Committee Operations Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory...

[32752] September 11, 2020 TO: ICI Members ICI Global Members ICI Global Tax Committee Tax Committee SUBJECTS: Tax RE: Letter to IRS Requesting Meeting on EU Reclaims ICI sent the attached letter to the Internal Revenue Service (IRS) requesting a meeting to discuss issues arising from...

[32749] September 9, 2020 TO: ICI Members ICI Global Members ICI Global Tax Committee Tax Committee SUBJECTS: International/Global Tax RE: Coalition Letter to the European Commission and OECD on COVID-19-Related Tax Treaty Challenges ICI Global joined twelve other associations...

[32748] September 9, 2020 TO: ICI Members ICI Global Members SUBJECTS: Audit Committees Compliance Disclosure Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight International/Global Investment Advisers Risk Oversight RE: President's Working Group Submits...

The CFTC Divisions of Swap Dealer and Intermediary Oversight (DSIO), Market Oversight (DMO), and Clearing and Risk (DCR) recently revised and expanded previously-issued no-action letters that provide relief to swap dealers (SDs) and other market participants related to the transition...

[32746] September 8, 2020 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: International/Global Operations RE: China Revised Regulations on Fund Marketing and Distribution Activities On 28 August 2020, the China Securities Regulatory...

[32741] September 4, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension Tax RE: IRS Issues Guidance on Certain SECURE Act Changes and Plan Amendment Deadlines The IRS recently released two guidance items related to retirement plans: Notice...