Small Funds Content

[32659] August 5, 2020 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee Closed-End Investment Company Committee Disclosure Working Group ETF Advisory Committee Operations Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee...

[32658] August 5, 2020 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Compliance Advisory Committee Operations Committee Small Funds Committee Transfer Agent Advisory Committee...

[32656] August 4, 2020 TO: ICI Members ICI Global Members Tax Committee SUBJECTS: Tax RE: ICI Submits Recommendations for 2020-2021 Treasury/IRS Priority Guidance Plan Notice 2020-47 invited public comment on recommendations for Treasury’s 2020-2021 Priority Guidance Plan. The ICI...

[32646] July 29, 2020 TO: ICI Members Investment Company Directors Advertising Compliance Advisory Committee Chief Compliance Officer Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee Disclosure Working Group Fixed...

[32639] July 28, 2020 TO: ICI Members ICI Global Members LIBOR Transition Working Group SUBJECTS: Compliance Financial Stability Operations RE: LIBOR Update: European Union Benchmark Regulation Proposal We wanted to alert you to recent developments from the European Commission in the...

[32640] July 28, 2020 TO: ICI Members Investment Company Directors Broker/Dealer Advisory Committee Investment Adviser and Broker-Dealer Standards of Conduct Working Group Investment Advisers Committee Operations Committee Pension Committee SEC Rules Committee Transfer Agent Advisory...

[32635] July 24, 2020 TO: ICI Members ESG Task Force (Global) ESG Working Group (US) SEC Rules Committee SUBJECTS: Advertising Disclosure ESG Fund Governance Investment Advisers Unit Investment Trusts (UITs) Variable Insurance Products RE: ICI Board of Governors Urges ICI Members to...

[32636] July 24, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Fund Governance Intermediary Oversight Investment Advisers Operations Transfer Agency RE: SEC Adopts Proxy Advice Rule Amendments and Supplemental Guidance for Investment Advisers On...

[32630] July 22, 2020 TO: ICI Members Investment Company Directors ICI Global Members ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: COVID-19 Financial Stability Money Market Funds Operations Portfolio Oversight Risk Oversight RE: COVID-19 and Financial Stability...

[32629] July 22, 2020 TO: Small Funds Committee RE: Small Funds - Shop Talk, 1:00 p.m. to 2:30 p.m. ET, July 29, 2020 The next meeting of the Investment Company Institute’s Small Funds Committee will be held on Wednesday, July 29, 1:00 to 2:30 p.m. ET. This meeting will focus on shop...