Security Valuation Operations Committee Content

[32313] March 24, 2020 TO: ICI Members Accounting/Treasurers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Disclosure Distribution Fund Accounting & Financial Reporting Investment Advisers Operations Recordkeeping RE: NFA Provides Relief to CPOs and...

[32307] March 23, 2020 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Derivatives Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations Risk Oversight Settlement Technology & Business Continuity...

[32306] March 23, 2020 TO: ICI Members Accounting/Treasurers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Disclosure Distribution Fund Accounting & Financial Reporting Investment Advisers Operations Recordkeeping RE: CFTC Staff Issues No-Action...

[32300] March 18, 2020 TO: ICI Members Accounting/Treasurers Committee Management Company Tax Subcommittee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting Tax RE: IRS Extends Tax Payment Deadline to July 15, 2020 The IRS issued Notice 2020-17 extending the deadline for...

[32298] March 18, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Distribution Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight Operations Technology & Business Continuity Transfer Agency Valuation RE: 2016 ICI Memo...

[32296] March 17, 2020 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee SUBJECTS: Audit and Attest Audit Committees RE: ICI/IDC File Comment Letter on SEC Auditor Independence Proposal In December 2019, the Securities and Exchange Commission proposed...

[32287] March 16, 2020 TO: ICI Members SUBJECTS: Fund Accounting & Financial Reporting RE: FASB Adopts Relief for LIBOR Transition The Financial Accounting Standards Board recently adopted an Accounting Standards Update that provides temporary optional relief intended to ease the...

[32286] March 15, 2020 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations Risk Oversight Settlement Technology & Business...

[32282] March 14, 2020 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations Risk Oversight Technology & Business Continuity...

[32277] March 12, 2020 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Information Security Officer Advisory Committee Operations Committee SEC Rules Committee Small Funds Committee Technology Committee SUBJECTS...