Security Valuation Operations Committee Content

[32501] June 1, 2020 TO: ICI Members SUBJECTS: Disclosure Fund Accounting & Financial Reporting RE: SEC Adopts Rule and Form Amendments Revising Financial Disclosures for Fund Acquisitions The Securities and Exchange Commission recently adopted rule and form amendments designed to...

[32485] May 27, 2020 TO: Accounting/Treasurers Committee LIBOR Transition Working Group SEC Rules Committee Security Valuation Operations Committee RE: LIBOR Update: ARRC Best Practices and US Treasury Department Request for Comment on SOFR-Indexed Floating Rate Notes We wanted to...

[32459] May 14, 2020 TO: Accounting/Treasurers Committee Derivatives Markets Advisory Committee LIBOR Transition Working Group SEC Rules Committee Securities Operations Advisory Committee Security Valuation Operations Committee RE: LIBOR Update: ARRC Recommendations for Swaptions On...

[32457] May 13, 2020 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Operations Transfer Agency Variable Insurance Products RE: Important Information Regarding ICI Involvement with Third-Party...

[32448] May 7, 2020 TO: Accounting/Treasurers Committee Derivatives Markets Advisory Committee LIBOR Transition Working Group SEC Rules Committee Securities Operations Advisory Committee Security Valuation Operations Committee RE: LIBOR Update: ARRC Issues Best Practices for Vendor...

[32445] May 6, 2020 TO: ICI Members SUBJECTS: Derivatives Disclosure Fund Accounting & Financial Reporting International/Global Portfolio Oversight RE: ICI Comment Letter on SEC's Fund Names Rule As we previously informed you, the SEC published a release seeking public comment on the...

[32433] May 4, 2020 TO: ICI Members SUBJECTS: Alternative Investments Closed-End Funds Compliance Derivatives Fund Accounting & Financial Reporting Investment Advisers RE: CFTC Proposes Revisions to Periodic Reporting Requirements for Commodity Pool Operators The Commodity Futures...

[32419] April 27, 2020 TO: Accounting/Treasurers Committee SEC Rules Committee Security Valuation Operations Committee Small Funds Committee RE: ICI Call to Discuss SEC's Fair Valuation Proposal: May 7 at 2:00 pm ET On April 21, the SEC proposed new Rule 2a-5 under the Investment...

[32418] April 27, 2020 TO: ICI Members Closed-End Investment Company Committee SUBJECTS: Advertising Closed-End Funds Compliance Disclosure Distribution Fees and Expenses Fund Accounting & Financial Reporting RE: SEC Adopts Closed-End Fund Offering Reform Rules; SEC Staff Withdraws...

[32409] April 23, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Audit and Attest Audit Committees Compliance Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight Investment Advisers Operations Recordkeeping Risk Oversight Transfer Agency Unit...