[32331] March 27, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Money Market Funds Operations Transfer Agency Unit Investment Trusts (UITs) RE: SEC's Office of...
[32321] March 26, 2020 TO: ICI Members ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting Tax RE: IRS Issues FAQs on Tax Filing Deadlines and FATCA Reports The IRS issued Frequently Asked Questions following...
[32320] March 26, 2020 TO: ICI Members Management Company Tax Subcommittee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting Tax RE: IRS Issues FAQs on Tax Filing Deadlines The IRS issued Frequently Asked Questions following Notice 2018-20, which postponed the deadline for...
On March 19, 2020, ICI received temporary emergency relief from Division of Investment Management staff agreeing not to recommend enforcement action against any money market fund or any bank that is an affiliated person of the fund if the affiliated bank purchases securities from the...
[32327] March 26, 2020 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations...
[32317] March 25, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Division of Investment Management...
[32310] March 24, 2020 TO: ICI Members Management Company Tax Subcommittee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting Tax RE: COVID-19: ICI Urges IRS Guidance on Tax Filing Deadline The IRS issued Notice 2020-18 postponing the deadline for federal income tax returns...
[32314] March 24, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Provides Temporary Interfund Lending...
