[31875] July 30, 2019 TO: ICI Members SUBJECTS: Fund Accounting & Financial Reporting RE: ICI Submits Comment Letter on SEC Regulation S-X Fund Merger Proposal On May 3, the Securities and Exchange Commission issued for public comment proposed rule and form amendments designed to...
[31876] July 30, 2019 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ICI Global Tax Committee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: Status Update and GAAP Considerations on India's Proposed Tax Surcharge Increase...
[31871] July 29, 2019 TO: ICI Members SUBJECTS: Advertising Closed-End Funds Compliance Disclosure Distribution Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Investment Advisers Operations RE: ICI Submits Comment Letter on FINRA's Proposed Amendments to Rule 2210...
[31855] July 15, 2019 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Internal Audit Committee...
[31839] July 8, 2019 TO: ICI Members ICI Global Members SUBJECTS: Advertising Compliance Disclosure Fund Accounting & Financial Reporting International/Global Investment Advisers RE: CFA Institute Publishes Its Final 2020 GIPS Standards The CFA Institute [1] has issued its 2020 Global...
[31823] June 24, 2019 TO: ICI Members Investment Company Directors SUBJECTS: Audit and Attest Audit Committees Compliance Fund Accounting & Financial Reporting RE: SEC Adopts Amendments to Loan Provision; ICI Member Call Scheduled for July 11 at 2:00 pm (Eastern Time) The Securities...
[31819] June 21, 2019 TO: ICI Members ICI Global Members Internal Audit Committee International Internal Audit Advisory Committee SUBJECTS: Audit and Attest RE: SEC Fines KPMG $50 Million for Unlawful Use of PCAOB Data and Cheating on Training Exams The United States Securities and...
[31794] June 10, 2019 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Disclosure Fund Accounting & Financial Reporting RE: ICI Files Comment Letter on SEC's Closed-End Fund Offering Reform Proposal Earlier today, ICI filed a comment letter on the Securities and Exchange...
[31763] May 16, 2019 TO: ICI Members SUBJECTS: Fund Accounting & Financial Reporting RE: SEC Proposes Rule and Form Amendments Revising Financial Disclosures for Fund Mergers The SEC has proposed rule and form amendments designed to tailor the financial reporting requirements for...
