[31528] December 20, 2018 TO: ICI Members ICI Global Members ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Security Valuation Operations Committee Tax Committee SUBJECTS: International/Global RE...
[31515] December 7, 2018 TO: ICI Members Pension Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: 529 Plans Fund Accounting & Financial Reporting Tax RE: 2018 State Tax Survey The Institute’s 2018 surveys on state tax matters are now available on the Institute’s...
[31512] December 4, 2018 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Money Market Funds Advisory Committee SEC Rules Committee SUBJECTS: Compliance Disclosure Money Market Funds Valuation RE: EDGAR Closed on December 5 In connection with tomorrow’s...
[31513] December 4, 2018 TO: ICI Members SUBJECTS: Advertising Closed-End Funds Compliance Disclosure Distribution Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Investment Advisers Operations RE: SEC Adopts Final FAIR Act Rule Last week the SEC adopted rules and...
[31506] November 29, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compensation/Remuneration Compliance Disclosure Distribution Fees and Expenses Fund Accounting & Financial Reporting Investment Advisers Pension Recordkeeping Transfer Agency Variable Insurance Products...
[31482] November 15, 2018 TO: ICI Members SUBJECTS: Compliance Disclosure Fund Accounting & Financial Reporting RE: SEC Staff Updates FAQs on Fund Reporting to Add Additional Questions Yesterday, the Division of Investment Management of the Securities and Exchange Commission updated...
[31406] September 25, 2018 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Security Valuation Operations Committee Tax Committee RE: SEBI Issues New Circulars on Foreign Portfolio Investor KYC...
[31389] September 18, 2018 TO: ICI Members SUBJECTS: Fund Accounting & Financial Reporting Valuation RE: FASB Modifies Fair Value Measurement Disclosure Requirements and Finalizes Definition of Materiality The Financial Accounting Standards Board recently released an accounting...
[31387] September 17, 2018 TO: ICI Members ICI Global Members ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Security Valuation Operations Committee Tax Committee SUBJECTS: RE: Letter to SEBI on...
[31360] September 6, 2018 TO: Security Valuation Operations Committee RE: Registration Now Open - Security Valuation Operations Committee - October 17, 2018 The next meeting of the Security Valuation Operations Committee has been scheduled for Wednesday, October 17, 2018 at the...
