SEC Rules Content

* See Memorandum to Closed-End Investment Company Committee No. 28-98, Memorandum to International Committee No. 40-98, and Memorandum to SEC Rules Committee No. 128-98, dated December 22, 1998. 1 [10697] February 4, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-99...

[10689] VIA FAX February 2, 1999 TO: SEC RULES COMMITTEE No. 6-99 SECURITIES OFFERINGS RULES TASK FORCE RE: MEETING TO DISCUSS SEC PROPOSALS REGARDING THE REGULATION OF SECURITIES OFFERINGS ("AIRCRAFT CARRIER RULES") ____________________________________________________________________...

[10686] February 1, 1999 TO: COMPLIANCE ADVISORY COMMITTEE No. 5-99 INTERNATIONAL COMMITTEE No. 3-99 OPERATIONS COMMITTEE No. 3-99 SEC RULES COMMITTEE No. 5-99 TRANSFER AGENT ADVISORY COMMITTEE No. 11-99 MONEY LAUNDERING TASK FORCE RE: INSTITUTE PAPER ON FOREIGN ASSETS CONTROL...

* See Memorandum to Closed-End Investment Company Committee No. 27-98, Memorandum to SEC Rules Committee No. 127-98, and Memorandum to Unit Investment Trust Committee No. 39-98, dated December, 14, 1998. [10677] January 27, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-99 SEC...

[10665] January 25, 1999 TO: SEC RULES COMMITTEE No. 3-99 RE: NOTICE OF MEETING - FEBRUARY 18TH ______________________________________________________________________________ A meeting of the SEC Rules Committee has been scheduled for Thursday, February 18, 1999 at the offices of the...

[10642] January 14, 1999 TO: OPERATIONS COMMITTEE No. 2-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 2-99 SEC RULES COMMITTEE No. 2-99 SMALL FUNDS COMMITTEE No. 1-99 TECHNOLOGY TASK FORCE ATTENDEES OF DECEMBER 9, 1998 Y2K PROJECT LEADERS MEETING RE: MUTUAL FUND YEAR 2000 CONTACTS FOR ICI...

*See Memorandum to Investment Advisers Committee No. 37-98 and SEC Rules Committee No. 120-98, dated November 24, 1998. [10618] January 5, 1999 TO: INVESTMENT ADVISERS COMMITTEE No. 1-99 SEC RULES COMMITTEE No. 1-99 RE: SEC EXTENDS COMMENT PERIOD ON NYSE'S PROPOSED AMENDMENTS TO ITS...

* SEC Release No. 34-40784 (Dec. 11, 1998); 63 Fed. Reg. 70173 (Dec. 18, 1998). 1 [10603] December 28, 1998 TO: SEC RULES COMMITTEE No. 129-98 BANK MUTUAL FUND TASK FORCE RE: SEC SOLICITS COMMENT ON NASD'S PROPOSAL REGARDING MARKETING ACTIVITIES OF UNREGISTERED PERSONS _______________...

1 Cross-Border Tender Offers, Business Combinations and Rights Offerings, SEC Rel. Nos. 33-7611, 34-40678; Int’l Series Rel. No. 1171 (Nov. 13, 1998); 63 Fed. Reg. 69136 (Dec. 15, 1998) (the “Release”). In summary, the Commission is proposing the following new and amended rules and...