SEC Rules Content

1[10338] September 30, 1998 TO: BOARD OF GOVERNORS No. 64-98 FEDERAL LEGISLATION MEMBERS No. 24-98 OPERATIONS COMMITTEE No. 38-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 86-98 PUBLIC INFORMATION COMMITTEE No. 44-98 SEC RULES COMMITTEE No. 95-98 RE: MUTUAL FUND INDUSTRY Y2K PREPAREDNESS...

[10347] September 30, 1998 TO: BOARD OF GOVERNORS No. 65-98 DIRECTOR SERVICES COMMITTEE No. 7-98 FEDERAL LEGISLATION MEMBERS No. 25-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 87-98 PUBLIC INFORMATION COMMITTEE No. 45-98 SEC RULES COMMITTEE No. 96-98 RE: HOUSE SUBCOMMITTEE HEARING...

1 See Memorandum to Advertising Compliance Subcommittee No. 36-98 and SEC Rules Committee No. 86-98, dated September 3, 1998. 2 See Memorandum to Advertising Compliance Subcommittee No. 38-98 and SEC Rules Committee No. 91-98, dated September 14, 1998 [10319] September 24, 1998 TO...

[10314] September 23, 1998 TO: SEC RULES COMMITTEE No. 93-98 RE: NOTICE OF MEETING - OCTOBER 21, 1998 ______________________________________________________________________________ A meeting of the SEC Rules Committee has been scheduled for Wednesday, October 21, 1998 at the offices...

1 See Memorandum to Closed-End Investment Company Committee No. 14-98 and SEC Rules Committee No. 75-98, dated July 30, 1998. [10299] September 18, 1998 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-98 SEC RULES COMMITTEE No. 92-98 RE: DRAFT COMMENT LETTER ON SEC PROPOSED...

1 See Memorandum to Advertising Compliance Subcommittee No. 36-98 and SEC Rules Committee No. 86-98, dated September 3, 1998. [10283] September 14, 1998 TO: ADVERTISING COMPLIANCE SUBCOMMITTEE No. 38-98 SEC RULES COMMITTEE No. 91-98 RE: DRAFT COMMENT LETTER ON NASD PROPOSAL REGARDING...

1 See Memorandum to SEC Rules Committee No. 43-98, dated May 13, 1998. 2 See Memorandum to SEC Rules Committee No. 77-98, dated August 11, 1998. [10277] September 11, 1998 TO: SEC RULES COMMITTEE No. 90-98 RE: COMMENT LETTER ON CFTC CONCEPT RELEASE ON OTC DERIVATIVES _________________...

* See Memorandum to SEC Rules Committee No. 85-98 and Unit Investment Trust Committee No. 26-98, dated August 28, 1998. [10276] September 10, 1998 TO: SEC RULES COMMITTEE No. 89-98 UNIT INVESTMENT TRUST COMMITTEE No. 27-98 RE: INSTITUTE COMMENT LETTER ON REVISED PROPOSED AMENDMENTS TO...

[10269] September 8, 1998 TO: INTERNATIONAL COMMITTEE No. 27-98 SEC RULES COMMITTEE No. 88-98 ELECTRONIC COMMERCE ISSUES WORKING GROUP RE: INSTITUTE CIRCULATES SURVEY ON INFORMATION PRACTICES AND OTHER RECENT DEVELOPMENTS RELATING TO DATA PRIVACY ______________________________________...

1 See Securities and Exchange Release No. 34-40365 (Aug. 26, 1998), 63 Fed. Reg. 47062 (Sept. 3, 1998). 2 See NASD Notice to Members 97-37 (June 1997); see also Memorandum to Advertising Subcommittee No. 22-97 and SEC Rules Committee No. 63-97, dated June 20, 1997. 3 See Memorandum to...