SEC Rules Content

* See Memorandum to Investment Advisers Committee No. 22-98 and SEC Rules Committee No. 58-98, dated June 16, 1998, and Memorandum to Investment Advisers Committee No. 14-98 and SEC Rules Committee No. 38-98, dated April 30, 1998. [10088] July 1, 1998 TO: INVESTMENT ADVISERS COMMITTEE...

[10084] July 1, 1998 TO: DIRECT MARKETING COMMITTEE No. 14-98 MARKETING POLICY COMMITTEE No. 20-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 61-98 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 8-98 CONTINUING EDUCATION/TRAINING MEMBERS No. 8-98 PUBLIC INFORMATION COMMITTEE No...

* See Memorandum to Advertising Compliance Subcommittee No. 25-98 and SEC Rules Committee No. 56-98, dated June 12, 1998. [10080] June 29, 1998 TO: ADVERTISING COMPLIANCE SUBCOMMITTEE No. 30-98 SEC RULES COMMITTEE No. 64-98 RE: INSTITUTE COMMENT LETTER ON NASD PROPOSAL TO AMEND RECORD...

* See Memorandum to Advertising Compliance Subcommittee No. 27-98 and SEC Rules Committee No. 59-98, dated June 18, 1998. [10076] June 26, 1998 TO: ADVERTISING COMPLIANCE SUBCOMMITTEE No. 29-98 SEC RULES COMMITTEE No. 63-98 RE: DRAFT INSTITUTE COMMENT LETTER ON PROPOSED RESEARCH...

[10052] June 24, 1998 TO: BOARD OF GOVERNORS No. 42-98 INVESTMENT COMPANY DIRECTORS No. 7-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 58-98 SEC RULES COMMITTEE No. 62-98 RE: MARK YOUR CALENDAR -- 1998 INVESTMENT COMPANY DIRECTORS CONFERENCE _______________________________________________...

* Memorandum to SEC Rules Committee No. 49-98, dated May 27, 1998. As a result of recent changes to the New York Stock Exchange’s circuit breaker rules, the likelihood that the market will close early and remain closed for the rest of the day has been reduced significantly. [10046]...

* See Memorandum to Advertising Compliance Subcommittee No. 25-98 and SEC Rules Committee No. 56-98, dated June 12, 1998. [10045] June 22, 1998 TO: ADVERTISING COMPLIANCE SUBCOMMITTEE No. 28-98 SEC RULES COMMITTEE No. 60-98 RE: DRAFT INSTITUTE COMMENT LETTER ON NASD PROPOSAL TO...

* Securities and Exchange Commission Release No. 34-40074 (June 4, 1998), 63 Fed. Reg. 32690 (June 15, 1998). [10035] June 18, 1998 TO: ADVERTISING COMPLIANCE SUBCOMMITTEE No. 27-98 SEC RULES COMMITTEE No. 59-98 RE: PROPOSAL TO EXCLUDE INDEPENDENTLY PREPARED RESEARCH REPORTS FROM NASD...

[10019] June 16, 1998 TO: SEC RULES COMMITTEE No. 57-98 RE: RECENT DEVELOPMENTS RELATING TO DATA PRIVACY ______________________________________________________________________________ The issue of data privacy has received increasing attention in recent months. Within the last two...

1 See Memorandum to Investment Advisers Committee No. 14-98 and SEC Rules Committee No. 38-98, dated April 30, 1998. [10020] June 16, 1998 TO: INVESTMENT ADVISERS COMMITTEE No. 22-98 SEC RULES COMMITTEE No. 58-98 RE: NYSE REQUEST FOR COMMENT REGARDING SHAREHOLDER APPROVAL REQUIREMENTS...