[10084]
July 1, 1998
TO: DIRECT MARKETING COMMITTEE No. 14-98
MARKETING POLICY COMMITTEE No. 20-98
PRIMARY CONTACTS - MEMBER COMPLEX No. 61-98
CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 8-98
CONTINUING EDUCATION/TRAINING MEMBERS No. 8-98
PUBLIC INFORMATION COMMITTEE No. 27-98
RESEARCH COMMITTEE No. 17-98
SALES FORCE MARKETING COMMITTEE No. 15-98
SHAREHOLDER COMMUNICATIONS COMMITTEE No. 16-98
HUMAN RESOURCES FORUM No. 6-98
COMPLIANCE ADVISORY COMMITTEE No. 16-98
ADVERTISING COMPLIANCE SUBCOMMITTEE No. 31-98
SEC RULES COMMITTEE No. 65-98
BROKER/DEALER ASSOCIATE MEMBERS No. 15-98
RE: VIDEOTAPES: 1998 ADVERTISING SEMINARS
______________________________________________________________________________
The Investment Company Institute is pleased to announce that its 1998 Advertising Seminar is now
available on videotape. The seminar featured presentations on the basics of mutual fund advertising and
sales literature regulation by Thomas Pappas, Associate Director, Advertising and Investment
Companies Regulation, NASD Regulation, Inc.; and Robert Zack, Senior Vice President and Associate
General Counsel of OppenheimerFunds, Inc. The seminar also included a presentation on trends in
mutual fund distribution and a panel discussion about mutual funds and the Internet.
The videotapes and seminar handouts are designed to assist:
` employees who are new to the mutual fund industry,
` experienced employees who have recently moved into the areas of mutual fund marketing, sales, or
compliance, and
` marketing executives who have not recently attended an Institute advertising seminar and are
seeking a refresher course.
One set of speaker handouts will accompany all orders for the Advertising Seminar videotape set (there
are three videotapes per set). The cost of the videotape set and handouts is $225.
Please use the enclosed form to place your order or call Michelle Worthy at 202/326-5872. If you have
any questions about the Institute’s training and continuing education resources, please call Mary Gannon
at 202/326-5871.
Linda Brenner
Director, Operations & Training
Attachments