SEC Rules Content

1 See ICI Memorandum “Federal Office of Child Support Enforcement – Financial Institution Data Match Program” dated December 1, 1998 to above distribution, which introduces the OCSE’s multistate program and includes targeted implementation dates. [10973] May 12, 1999 TO: OPERATIONS...

1 See Memorandum to International Committee No. 12-99 and SEC Rules Committee No. 22-99, dated March 31, 1999. The comment period for the Commission’s proposals ends May 28, 1999. [10970] May 12, 1999 TO: INTERNATIONAL COMMITTEE No. 21-99 SEC RULES COMMITTEE No. 36-99 RE: DRAFT...

[10969] May 11, 1999 TO: SEC RULES COMMITTEE No. 35-99 RE: NOTICE OF MEETING - JUNE 9TH ______________________________________________________________________________ A meeting of the SEC Rules Committee has been scheduled for Wednesday, June 9, 1999 at the offices of the Investment...

* See Memorandum to Money Market Funds Advisory Committee No. 3-99 and SEC Rules Committee No. 24-99, dated April 5, 1999. [10967] May 11, 1999 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 5-99 SEC RULES COMMITTEE No. 34-99 RE: REVISED BMA REPO TRADING PRACTICES GUIDELINES __________...

[10956] May 4, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-99 INVESTMENT ADVISERS COMMITTEE No. 4-99 SEC RULES COMMITTEE No. 33-99 UNIT INVESTMENT TRUST COMMITTEE No. 9-99 RE: SEC SEMI-ANNUAL REGULATORY AGENDA _______________________________________________________________...

1 SEC Release No. IC-23815 (April 29, 1999). [10946] April 30, 1999 TO: INTERNATIONAL COMMITTEE No. 19-99 SEC RULES COMMITTEE No. 32-99 SECURITIES OPERATIONS COMMITTEE/CUSTODIANS ADVISORY GROUP RULE 17f-5 WORKING GROUP RE: COMMISSION PROPOSES NEW RULE ON SECURITIES DEPOSITORIES AND...

* See Special NASD Notice to Members 99-32 (April 15, 1999). [10940] April 29, 1999 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 10-99 SEC RULES COMMITTEE No. 31-99 RE: NASD REQUESTS COMMENT ON DAY TRADING RULES PROPOSAL ___________________________________________________________...

[10916] April 20, 1999 TO: BOARD OF GOVERNORS No. 31-99 SEC RULES COMMITTEE No. 30-99 RE: INSTITUTE LETTER REGARDING HEDGE FUND DISCLOSURE ______________________________________________________________________________ The Institute recently sent the attached letter regarding...

1 See Memorandum to Operations Committee No. 10-99, SEC Rules Committee No. 20-99, and Technology Task Force, dated March 18, 1999. [10914] April 19, 1999 TO: OPERATIONS COMMITTEE No. 16-99 SEC RULES COMMITTEE No. 29-99 TECHNOLOGY TASK FORCE RE: INSTITUTE COMMENT LETTER ON EDGAR...

* See Memorandum to Money Market Funds Advisory Committee No. 3-99 and SEC Rules Committee No. 24-99, dated April 5, 1999. [10892] April 13, 1999 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 4-99 SEC RULES COMMITTEE No. 28-99 RE: BMA RECOMMENDATION TO CURTAIL SHORT-TERM DEBT ISSUANCE...