SEC Rules Content

[10784] March 10, 1999 TO: BOARD OF GOVERNORS No. 14-99 DIRECTOR SERVICES COMMITTEE No. 9-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 23-99 SEC RULES COMMITTEE No. 17-99 RE: SUMMARY OF SEC ROUNDTABLE ON ROLE OF INDEPENDENT DIRECTORS _______________________________________________________...

1[10765] March 2, 1999 TO: INTERNATIONAL COMMITTEE No. 8-99 SEC RULES COMMITTEE No. 16-99 SECURITIES OPERATIONS SUBCOMMITTEE/CUSTODIANS ADVISORY GROUP RE: ICI AND ASSOCIATION OF GLOBAL CUSTODIANS SUBMIT PROPOSED AMENDMENTS TO RULE 17f-5 RELATING TO SECURITIES DEPOSITORIES ____________...

[10760] February 26, 1999 TO: OPERATIONS COMMITTEE No. 7-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 21-99 SEC RULES COMMITTEE No. 15-99 SMALL FUNDS COMMITTEE No. 3-99 TECHNOLOGY TASK FORCE ATTENDEES OF DECEMBER 9, 1998 Y2K PROJECT LEADERS MEETING RE: MUTUAL FUND MEMBERS - YEAR 2000...

1 SEC Rel. Nos. 33-7637; 34-41014; Int. Ser. Rel. No. 1182 (Feb. 3, 1999). A copy of the proposal is attached. It is also available on the SEC’s web site at www.sec.gov/rules/proposed/33-7637.txt. 2 International Disclosure Standards for CrossSBorder Offerings and Initial Listings by...

1 See Memorandum to Closed-End Investment Company Committee No. 28-98, Memorandum to International Committee No. 40-98, and Memorandum to SEC Rules Committee No. 128-98, dated December 22, 1998 (“Release”). 2 See Memorandum to Closed-End Investment Company Committee No. 2-99...

* See Memorandum to Advertising Compliance Advisory Committee No. 52-98, Closed-End Investment Company Committee No. 29-98 and SEC Rules Committee No. 130-98, dated December 28, 1998. [10729] February 16, 1999 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 6-99 CLOSED-END...

[10728] February 12, 1999 TO: OPERATIONS COMMITTEE No. 5-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 14-99 SEC RULES COMMITTEE No. 11-99 SMALL FUNDS COMMITTEE No. 2-99 TECHNOLOGY TASK FORCE ATTENDEES OF DECEMBER 9, 1998 Y2K PROJECT LEADERS MEETING (See Attached Distribution) RE: MARK...

[10723] February 11, 1999 TO: SEC RULES COMMITTEE No. 10-99 SECURITIES OFFERINGS RULES TASK FORCE RE: MEETING TO DISCUSS SEC PROPOSALS REGARDING THE REGULATION OF SECURITIES OFFERINGS ("AIRCRAFT CARRIER RULES") __________________________________________________________________________...

[10714] February 9, 1999 TO: SEC RULES COMMITTEE No. 9-99 RE: DRAFT AGENDA FOR FEBRUARY 18TH MEETING ______________________________________________________________________________ Attached is a draft agenda for the SEC Rules Committee meeting scheduled for Thursday, February 18th at...

1 See Memorandum to Closed-End Investment Company Committee No. 27-98, Memorandum to SEC Rules Committee No. 127-98, and Memorandum to Unit Investment Trust Committee No. 39-98, dated December, 14, 1998. 2 See Memorandum to Closed-End Investment Company Committee No. 1-99, Memorandum...