SEC Rules Content

[25178] May 9, 2011 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-11 ETF ADVISORY COMMITTEE No. 29-11 INTERNATIONAL COMMITTEE No. 10-11 SEC RULES COMMITTEE No. 43-11 RE: DRAFT ICI COMMENT LETTER ON FSB NOTE ON “POTENTIAL FINANCIAL STABILITY ISSUES ARISING FROM RECENT TRENDS IN...

[25165] May 5, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE FIXED-INCOME ADVISORY COMMITTEE No. 35-11 SEC RULES COMMITTEE No. 41-11 RE: SAVE THE DATE -- DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING JUNE 15   The inaugural meeting of the Derivatives Markets Advisory Committee has...

[25164] May 4, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-11 ETF ADVISORY COMMITTEE No. 28-11 EQUITY MARKETS ADVISORY COMMITTEE No. 20-11 FIXED-INCOME ADVISORY COMMITTEE No. 34-11 SEC...

[25156] April 28, 2011 TO: TAX COMMITTEE No. 24-11 ACCOUNTING/TREASURERS COMMITTEE No. 7-11 INTERNATIONAL COMMITTEE No. 9-11 SEC RULES COMMITTEE No. 39-11 PENSION COMMITTEE No. 15-11 RE: REVISED DRAFT ICI LETTER ON FBAR FINAL REGULATIONS; PLEASE PROVIDE COMMENTS BY WEDNESDAY, MAY 4  ...

[25150] April 27, 2011 TO: SEC RULES COMMITTEE No. 38-11 RE: NOTICE OF SEC RULES COMMITTEE MEETING AND VIDEOCONFERENCE OPTIONS - JUNE 16TH; PLEASE RESPOND BY JUNE 9TH A meeting of the SEC Rules Committee has been scheduled for Thursday, June 16th at the offices of the Investment...

  [25144] April 25, 2011 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 28-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 23-11 SEC RULES COMMITTEE No. 37-11 RE: ICI COMMENT LETTER ON SEC'S PROPOSAL TO REMOVE NRSRO REFERENCES FROM RULES 2a-7 AND 5b-3   The Investment Company Institute...

  [25128] April 20, 2011 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-11 ETF ADVISORY COMMITTEE No. 26-11 INTERNATIONAL COMMITTEE No. 8-11 SEC RULES COMMITTEE No. 36-11 RE: FSB ISSUES NOTE ON “POTENTIAL FINANCIAL STABILITY ISSUES ARISING FROM RECENT TRENDS IN EXCHANGE-TRADED FUNDS...

[25109] April 15, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-11 ETF ADVISORY COMMITTEE No. 25-11 SEC RULES COMMITTEE No. 34-11 RE: ICI DRAFT LETTER ON SEC PROPOSAL REGARDING LISTING STANDARDS FOR COMPENSATION COMMITTEES; YOUR COMMENTS REQUESTED BY APRIL 26TH   As we...

  [25112] April 15, 2011 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 24-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 21-11 SEC RULES COMMITTEE No. 35-11 RE: ICI DRAFT COMMENT LETTER ON SEC'S PROPOSAL TO REMOVE NRSRO REFERENCES FROM RULES 2a-7 AND 5b-3; COMMENTS DUE APRIL 21   As...

  [25094] April 13, 2011 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 23-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 20-11 SEC RULES COMMITTEE No. 33-11 RE: FEDERAL RESERVE BOARD PROPOSES RULE TO REPEAL REGULATION Q   The Federal Reserve Board is requesting comments on a proposed...