SEC Rules Content

[25526] September 30, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39-11 SEC RULES COMMITTEE No. 82-11 RE: ICI LETTER ON CUSTOMER CLEARING DOCUMENTATION FOR SWAPS   The Commodity Futures Trading Commission has proposed rules regarding documentation for customer clearing...

  [25509] September 21, 2011 TO: SEC RULES COMMITTEE No. 81-11 FIXED-INCOME ADVISORY COMMITTEE No. 70-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 44-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 48-11 RE: DRAFT LETTER ON ABS SHELF RE-PROPOSAL; COMMENTS REQUESTED BY TUESDAY...

[25505] September 20, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 38-11 SEC RULES COMMITTEE No. 80-11 RE: CFTC PROPOSES IMPLEMENTATION SCHEDULES FOR CERTAIN SWAPS RULES; CONFERENCE CALL SEPTEMBER 26   The Commodity Futures Trading Commission (“CFTC”) has proposed two...

[25485] September 14, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 37-11 EQUITY MARKETS ADVISORY COMMITTEE No. 58-11 FIXED-INCOME ADVISORY COMMITTEE No. 67-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 53-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 45-11 SEC RULES COMMITTEE...

[25482] September 13, 2011 TO: FIXED-INCOME ADVISORY COMMITTEE No. 66-11 SEC RULES COMMITTEE No. 78-11 RE: SEC ISSUES ADVANCE NOTICE OF PROPOSED RULEMAKING ON TREATMENT OF ASSET-BACKED ISSUERS; CALL SCHEDULED FOR SEPTEMBER 27   The Securities and Exchange Commission (the “Commission”)...

[25468] September 8, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 36-11 EQUITY MARKETS ADVISORY COMMITTEE No. 57-11 FIXED-INCOME ADVISORY COMMITTEE No. 65-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 52-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 44-11 SEC RULES COMMITTEE No...

  [25467] September 7, 2011 TO: SEC RULES COMMITTEE No. 76-11 RE: NOTICE OF SEC RULES COMMITTEE MEETING AND DINNER ON OCTOBER 26 – 27; OFFSITE LOCATION   An in-person meeting of the SEC Rules Committee has been scheduled for Thursday, October 27th with a dinner on October 26th. The...

  [25456] September 1, 2011 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 43-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 35-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 41-11 ETF ADVISORY COMMITTEE No. 62-11 SEC RULES COMMITTEE No. 75-11...

  [25459] September 1, 2011 TO: INTERNATIONAL COMMITTEE No. 24-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 51-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 43-11 SEC RULES COMMITTEE No. 74-11 RE: ESMA ISSUES QUESTIONS AND ANSWERS REGARDING EUROPEAN MONEY MARKET FUNDS   The European...

  [25434] August 25, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 42-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 34-11 PENSION COMMITTEE No. 26-11 PENSION OPERATIONS ADVISORY COMMITTEE No. 20-11 SEC RULES COMMITTEE No. 73-11 SMALL FUNDS COMMITTEE No. 33-11 RE: CFTC AND SEC...