SEC Rules Content

  [25089] April 12, 2011 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 22-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 19-11 SEC RULES COMMITTEE No. 32-11 RE: ICI COMMENT LETTER ON PROPOSED PRIVATE FUND SYSTEMIC RISK REPORTING (FORM PF)   ICI has submitted a comment letter to the...

  [25079] April 11, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-11 ETF ADVISORY COMMITTEE No. 23-11 EQUITY MARKETS ADVISORY COMMITTEE No. 19-11 SEC RULES COMMITTEE No. 31-11 RE: SEC PUBLISHES LIMIT UP-LIMIT DOWN PROPOSAL   The...

  [25074] April 8, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 19-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 20-11 OPERATIONS COMMITTEE No. 10-11 SEC RULES COMMITTEE No. 30-11 SMALL FUNDS COMMITTEE No. 13-11 RE: DTCC AND SIFMA RELEASE MONEY MARKET INSTRUMENTS BLUE SKY TASK FORCE...

  [25073] April 7, 2011 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 19-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 18-11 SEC RULES COMMITTEE No. 29-11 RE: ICI DRAFT LETTER ON PROPOSED PRIVATE FUND SYSTEMIC RISK REPORTING (FORM PF); COMMENTS DUE APRIL 11   ICI has drafted a...

[25070]   April 6, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 22-11 FIXED-INCOME ADVISORY COMMITTEE No. 30-11 SEC RULES COMMITTEE No. 28-11 SMALL FUNDS COMMITTEE No. 12-11 RE: DRAFT ICI LETTER ON CFTC...

  [25065] April 5, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-11 ETF ADVISORY COMMITTEE No. 21-11 SEC RULES COMMITTEE No. 27-11 RE: SEC PROPOSAL REGARDING LISTING STANDARDS FOR COMPENSATION COMMITTEES; YOUR COMMENTS REQUESTED BY APRIL 13TH   The Securities and Exchange...

  [25061] April 4, 2011 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 18-11 SEC RULES COMMITTEE No. 26-11 RE: TREASURY LARGE POSITION REPORTING RULES; COMPLIMENTARY WORKSHOP ON MAY 13   From time to time, the U.S. Department of the Treasury...

  [25054] March 31, 2011 TO: TAX COMMITTEE No. 16-11 ACCOUNTING/TREASURERS COMMITTEE No. 3-11 INTERNATIONAL COMMITTEE No. 6-11 SEC RULES COMMITTEE No. 25-11 PENSION COMMITTEE No. 7-11 RE: DRAFT ICI LETTER REQUESTING CLARIFICATION OF APPLICATION OF FBAR FINAL REGULATIONS; PLEASE...

  [25041] March 23, 2011 TO: SEC RULES COMMITTEE No. 23-11 FIXED-INCOME ADVISORY COMMITTEE No. 27-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 16-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-11 RE: ICI COMMENT LETTER ON FDIC INTERIM FINAL RULE IMPLEMENTING ORDERLY LIQUIDATION...

  [25042] March 23, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-11 FIXED-INCOME ADVISORY COMMITTEE No. 28-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-11 SEC RULES COMMITTEE No. 24-11 RE: FDIC PROPOSES TO IMPLEMENT ADDITIONAL ORDERLY LIQUIDATION AUTHORITY PROVISIONS OF...