Investment Advisers Content

August 6, 1992 TO: BOARD OF GOVERNORS NO. 53-92 INVESTMENT ADVISERS COMMITTEE NO. 31-92 RE: HOUSE ENERGY AND COMMERCE COMMITTEE APPROVES INVESTMENT ADVISER BILL __________________________________________________________ Early this week the House Energy and Commerce Committee approved...

July 13, 1992 TO: INVESTMENT ADVISERS COMMITTEE NO. 29-92 DISTRICT OF COLUMBIA INVESTMENT ADVISER ASSOC. MEMBERS RE: INSTITUTE STATEMENT ON PROPOSED DISTRICT OF COLUMBIA INVESTMENT ADVISER LEGISLATION __________________________________________________________ As we previously informed...

July 13, 1992 TO: INVESTMENT ADVISERS COMMITTEE NO. 30-92 VIRGINIA INVESTMENT ADVISER ASSOCIATE MEMBERS RE: INSTITUTE COMMENT LETTER ON VIRGINIA PROPOSED AMENDMENTS TO INVESTMENT ADVISER RULES __________________________________________________________ As we previously informed you...

July 7, 1992 TO: SEC RULES COMMITTEE NO. 44-92 INVESTMENT ISSUES COMMITTEE NO. 9-92 INVESTMENT ADVISERS COMMITTEE NO. 28-92 CLOSED-END FUND COMMITTEE NO. 12-92 RE: SEC REPROPOSES PROXY REFORM AMENDMENTS AND PROPOSES EXECUTIVE COMPENSATION AMENDMENTS ___________________________________...

July 2, 1992 TO: INVESTMENT ADVISERS COMMITTEE NO. 27-92 STATE LIAISON COMMITTEE NO. 25-92 UNIT INVESTMENT TRUST COMMITTEE NO. 36-92 RE: INSTITUTE RECEPTION AT NASAA FALL CONFERENCE IN NEW ORLEANS __________________________________________________________ PLEASE MARK YOUR CALENDARS...

June 24, 1992 TO: INVESTMENT ADVISERS COMMITTEE NO. 26-92 DISTRICT OF COLUMBIA INVESTMENT ADVISER ASSOCIATE MEMBERS RE: PROPOSED INVESTMENT ADVISER LEGISLATION IN THE DISTRICT OF COLUMBIA __________________________________________________________ The Council of the District of...

June 18, 1992 TO: INVESTMENT ADVISERS COMMITTEE NO. 25-92 VIRGINIA INVESTMENT ADVISER ASSOCIATE MEMBERS RE: VIRGINIA PROPOSES AMENDMENTS TO INVESTMENT ADVISER RULES __________________________________________________________ The Virginia Division of Securities and Retail Franchising...

June 11, 1992 TO: INVESTMENT ADVISERS COMMITTEE NO. 24-92 SEC RULES COMMITTEE NO. 40-92 RE: SEC’S RESPONSE TO CHAIRMAN DINGELL’S LETTER ON WRAP FEE PRODUCTS __________________________________________________________ As you may recall, Congressman John Dingell, Chairman of the House...

May 27, 1992 TO: INVESTMENT ADVISERS COMMITTEE NO. 23-92 RE: SENATE BANKING COMMITTEE APPROVES INVESTMENT ADVISER BILL __________________________________________________________ As we previously reported, the "Investment Adviser Oversight Act of 1992" (S. 2266) had been introduced in...

May 18, 1992 TO: INVESTMENT ADVISERS COMMITTEE NO. 22-92 RE: UPCOMING NASAA COMMITTEE MEETING ON WRAP FEE PRODUCTS __________________________________________________________ The NASAA Financial Planners/Investment Advisers Committee is scheduled to meet on June 13 to discuss wrap fee...