Investment Advisers Content

January 8, 1992 TO: INVESTMENT ADVISERS COMMITTEE NO. 1-92 RE: FEBRUARY 6 HEARING ON CALIFORNIA FAIR POLITICAL PRACTICES COMMISSION PROPOSALS __________________________________________________________ As we previously informed you, the California Fair Political Practices Commission...

December 31, 1991 TO: INVESTMENT ADVISERS COMMITTEE NO. 63-91 RE: DRAFT AGENDA FOR JANUARY 14, 1992 __________________________________________________________ Attached is the draft agenda for the Investment Advisers Committee meeting scheduled for January 14, 1992. The meeting will be...

December 17, 1991 TO: INVESTMENT ADVISERS COMMITTEE NO. 62-91 MARYLAND ASSOCIATE INVESTMENT ADVISER MEMBERS RE: DRAFT LEGISLATION TO ESTABLISH AN INVESTMENT ADVISER GUARANTY FUND IN MARYLAND __________________________________________________________ Attached is a copy of draft...

December 16, 1991 TO: INVESTMENT ADVISERS COMMITTEE NO. 61-91 RE: NOTICE OF MEETING, JANUARY 14, 1992 __________________________________________________________ The Investment Advisers Committee meeting has been scheduled for Tuesday, January 14, 1992 at 1:30 p.m. at the Madison Hotel...

December 12, 1991 TO: INVESTMENT ISSUES COMMITTEE NO. 22-91 SEC RULES COMMITTEE NO. 71-91 INVESTMENT ADVISERS COMMITTEE NO. 60-91 UNIT INVESTMENT TRUST COMMITTEE NO. 45-91 RE: INSTITUTE LETTER ON PROPOSED LARGE TRADER REPORTING SYSTEM __________________________________________________...

December 9, 1991 TO: INVESTMENT ADVISERS COMMITTEE NO. 59-91 CALIFORNIA ASSOCIATE INVESTMENT ADVISER MEMBERS RE: CALIFORNIA PROPOSES INVESTMENT ADVISER REGULATIONS __________________________________________________________ The California Commissioner of Corporations has proposed...

November 26, 1991 TO: SEC RULES COMMITTEE NO. 69-91 INVESTMENT ADVISERS COMMITTEE NO. 58-91 INVESTMENT ISSUES COMMITTEE NO. 19-91 RE: SEC EXTENDS COMMENT PERIOD FOR LARGE TRADER REPORTING PROPOSAL __________________________________________________________ As we previously informed you...

November 13, 1991 TO: INVESTMENT ADVISERS COMMITTEE NO. 57-91 UTAH INVESTMENT ADVISER ASSOCIATE MEMBERS RE: INSTITUTE COMMENT LETTER TO UTAH REGARDING SCOPE OF INVESTMENT ADVISER REGULATION __________________________________________________________ Attached is a copy of the Institute...

November 12, 1991 TO: INVESTMENT ADVISERS COMMITTEE NO. 55-91 RE: INSTITUTE TESTIMONY ON CALIFORNIA FAIR POLITICAL PRACTICES COMMISSION PROPOSALS __________________________________________________________ As we previously informed you, the California Fair Political Practices...

November 12, 1991 TO: INVESTMENT ADVISERS COMMITTEE NO. 56-91 INTERNATIONAL COMMITTEE NO. 27-91 RE: PROPOSED EC DIRECTIVE ON INVESTMENT AND MANAGEMENT OF PENSION FUND ASSETS __________________________________________________________ The Commission of the European Communities recently...