Investment Advisers Content

August 1, 1991 TO: INVESTMENT ADVISERS COMMITTEE NO. 34-91 RE: ILLINOIS HOUSE PASSES LEGISLATION TO AMEND ADVISER LAW __________________________________________________________ The Illinois legislature recently passed legislation to amend the definition of investment adviser to...

July 24, 1991 TO: INVESTMENT ADVISERS COMMITTEE NO. 33-91 UTAH INVESTMENT ADVISER ASSOCIATE MEMBERS RE: UTAH PROPOSES ADVISER LICENSING RULES __________________________________________________________ Attached is a copy of rules proposed by the Utah Securities Division regarding...

July 16, 1991 TO: INTERNATIONAL COMMITTEE NO. 16-91 INVESTMENT ADVISERS COMMITTEE NO. 32-91 SEC RULES COMMITTEE NO. 41-91 CLOSED-END FUND COMMITTEE NO. 19-91 INVESTMENT ISSUES COMMITTEE NO. 8-91 RE: SEC ADOPTS MULTIJURISDICTIONAL DISCLOSURE SYSTEM AND MODIFICATIONS TO CURRENT...

July 12, 1991 TO: SEC RULES COMMITTEE NO. 38-91 INVESTMENT ISSUES COMMITTEE NO. 7-91 INVESTMENT ADVISERS COMMITTEE NO. 31-91 CLOSED-END FUND COMMITTEE NO. 17-91 RE: SEC EXTENDS DEADLINE FOR COMMENTS ON REFORM OF PROXY VOTING RULES ______________________________________________________...

July 11, 1991 TO: INVESTMENT ADVISERS COMMITTEE NO. 30-91 NORTH CAROLINA MEMBERS NORTH CAROLINA ASSOCIATE MEMBERS RE: NORTH CAROLINA LEGISLATURE APPROVES ENFORCEMENT PROVISIONS TO INVESTMENT ADVISERS ACT __________________________________________________________ Attached is Senate...

July 9, 1991 TO: INTERNATIONAL COMMITTEE NO. 12-91 INVESTMENT ADVISERS COMMITTEE NO. 29-91 SEC RULES COMMITTEE NO. 37-91 CLOSED-END FUND COMMITTEE NO. 16-91 INVESTMENT ISSUES COMMITTEE NO. 6-91 RE: SEC SEEKS COMMENTS ON PROPOSALS INTENDED TO ENCOURAGE FOREIGN RIGHTS, TENDER AND...

June 26, 1991 TO: PENSION COMMITTEE NO. 18-91 INVESTMENT ADVISERS COMMITTEE NO. 28-91 RE: DOL SOLICITS COMMENTS REGARDING ANNUITY SELECTION __________________________________________________________ The Department of Labor is soliciting public comments for consideration in deciding (1...

June 25, 1991 TO: INVESTMENT ADVISERS COMMITTEE NO. 27-91 RE: PROPOSED COLORADO INVESTMENT ADVISERS ACT __________________________________________________________ As we discussed at the last Investment Advisers Committee meeting, the Colorado legislature is considering enacting...

June 24, 1991 TO: INVESTMENT ADVISERS COMMITTEE NO. 26-91 RE: IDAHO PROPOSES INVESTMENT ADVISER REPRESENTATIVE RULES __________________________________________________________ As we previously informed you, the the Idaho Code was recently amended to require registration of investment...

June 19, 1991 TO: SEC RULES COMMITTEE NO. 35-91 INVESTMENT ISSUES COMMITTEE NO. 4-91 INVESTMENT ADVISERS COMMITTEE NO. 25-91 CLOSED-END FUND COMMITTEE NO. 14-91 RE: SEC SOLICITS COMMENTS ON REFORM OF PROXY VOTING RULES __________________________________________________________ The...