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Memo#
11893

INSTITUTE DRAFT LETTER ON SEC'S PROPOSED REVISIONS TO FORM ADV

% See Memorandum to Investment Advisers Committee No. 12-00, dated April 7, 2000. [11893] May 19, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 15-00 RE: INSTITUTE DRAFT LETTER ON SEC'S PROPOSED REVISIONS TO FORM ADV _______________________________________________________________________...
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Memo#
11872

SEC SEMI-ANNUAL REGULATORY AGENDA

[11872] May 10, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-00 INVESTMENT ADVISERS COMMITTEE No. 14-00 SEC RULES COMMITTEE No. 71-00 UNIT INVESTMENT TRUST COMMITTEE No. 16-00 RE: SEC SEMI-ANNUAL REGULATORY AGENDA ____________________________________________________________...
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Memo#
11806

DOL ISSUES PROPOSED INDIVIDUAL EXEMPTION ON CROSS-TRADES TO BARCLAYS

1 See Institute Memorandum to Investment Advisers Committee No. 17-99; Pension Committee No. 71-99 and Pension Operations Advisory Committee No. 57-99, dated December 17, 1999. [11806] April 13, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 13-00 PENSION COMMITTEE No. 25-00 PENSION...
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Memo#
11792

SEC PROPOSES REVISIONS TO FORM ADV; ELECTRONIC FILING BY ADVISERS

1 Investment Adviser Release No. IA-1862 (April 5, 2000) (the "Release"). [11792] April 7, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 12-00 RE: SEC PROPOSES REVISIONS TO FORM ADV; ELECTRONIC FILING BY ADVISERS ___________________________________________________________________________...
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Memo#
11788

APRIL 13TH MEETING AGENDA -- PROPOSED AMENDMENTS TO FORM ADV

[11788] April 5, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 11-00 RE: APRIL 13TH MEETING AGENDA -- PROPOSED AMENDMENTS TO FORM ADV ______________________________________________________________________________ The SEC today voted to publish for comment significant revisions to Form...
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Memo#
11766

NOTICE OF MEETING - APRIL 13TH

[11766] March 27, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 10-00 RE: NOTICE OF MEETING - APRIL 13TH ______________________________________________________________________________ A meeting of the Investment Advisers Committee has been scheduled for Thursday, April 13th, 2000 at the...